Fixing Content and Function in Neurobiological
Systems:
The neuroethology of electroreception
Brian L. Keeley
Philosophy/Neuroscience/Psychology
Program, Washington University in St. Louis
Current Address: Philosophy Field Group, Pitzer College,
1050 N. Mills Ave., Claremont, CA 91711,
EMAIL: brian_keeley@pitzer.edu
Are attributions
of content and function determinate, or is there no fact of the matter to be
fixed? Daniel Dennett has argued
in favor of indeterminacy and concludes that, in practice, content and function
cannot be fixed. The discovery of
an electrical modality in vertebrates offers one concrete instance where
attributions of function and content are supported by a strong scientific
consensus. A century ago,
electroreception was unimagined, whereas today it is widely believed
that many species of bony fish, amphibians, sharks, skates, and rays
possess this non-human sensory modality. A look at the history of science related to this discovery
reveals a highly interdisciplinary endeavor, encompassing ethology,
behavioral analysis, neuroscience, and evolutionary biology. While each area provides important
evidence, none is sufficient on its own to fix content and function. Instead, I argue that an
interdisciplinary, neuroethological approach is required to carry out
such determinations. Further, a
detailed consideration of biological research suggests that while content
and function claims are empirically underdetermined and uncertain, there is insufficient reason to believe in an
additional problem of indeterminism. In particular, Dennett's indeterminism arises from a
research methodology–logical adaptationism–that generates evidence
from only one of the areas of neuroethology. However, logical adaptationism does not reflect
adaptationism as it is practiced in contemporary biology. I conclude that Dennett is faced with a
dilemma: On the one hand, he can
hold to logical adaptationism and the indeterminism that results from it, while
giving up the relevance of his arguments to biological practice. On the other, he can embrace a more
accurate version of adaptationism–one which plays a role in a larger
neuroethological framework–but from which no strong indeterminacy claims
follow.
Keywords:
adaptationism, Daniel C. Dennett, electric fish, electroreception,
evolution, evolutionary function, indeterminism, mental content, neuroethology,
sensory modality, underdetermination
I
Introduction
In his 1987 book,
The Intentional Stance, Daniel Dennett defends a position concerning
attributions of function (in biology) and content (in psychology) according to
which neither is determinate.
Content and function attributions are the result of a process of “retrospective
radical interpretation” (283).
In psychology, we begin our explanations of behavior, according to
Dennett, by assuming the rationality of the agent and then attributing
content (i.e., intentional states such as beliefs, desires, intentions) to the
agent according to a strategy he calls the “intentional stance”. Similarly, in biology, we begin our explanations
for the existence of behaviors and structures by assuming the optimality of
natural selection and then attributing functions these structures and behaviors
in the process commonly known as “adaptationism”. Dennett writes, “The problems of
interpretation in psychology [determining content] and the problems of
interpretation in biology [determining evolutionary function] are the
same problems, engendering the same prospects–and false
hopes–of solution, the same confusions, the same criticisms and arguments”
(1987: 277, emphasis in original).1
Dennett argues
that, in biology, “We take on optimality assumptions not because we
naively think that evolution has made this the best of all possible worlds, but
because we must be interpreters, if we are to make any progress at all, and
interpretation requires the invocation of optimality” (278-279). Dennett offers a similar analysis of
the rationality assumption in psychology.
He writes,
We
cannot begin to make sense of functional attributions until we abandon the idea
that there has to be one, determinate, right answer to the
question: What is it for? And if there is no deeper fact that
could settle that question, there can be no deeper fact to settle its
twin: What does it mean?
(319)
Dennett
nicely sums up his own position: “It
is not just that I can't tell, and they can't tell; there is nothing to tell”
(312). Content and function are
indeterminate because there simply is no “fact of the matter” in
either case. For Dennett then,
attributions of content and function are intimately related, and for both he
draws the same indeterminist conclusion.
In this paper, I
begin by accepting Dennett's claim for the close relationship between content
and function attributions.
Instead, I challenge his characterization of these attributions as
indeterminate and unfixable. I
will argue that, contrary to his analysis, attributions of content and function
are determinate, at least insofar as it is relevant to scientific attributions
of both. There are facts of the matter, I claim, and we do make
such determinations. To support my
argument, I will consider the case of the twentieth century discovery of
electroreception. Electroreception
is relevant because this non-human sensory modality–the ability to
perceive the environment via electricity–was only discovered this
century, and yet the existence of this modality commands a strong consensus
among present-day scientists. That
is to say, there is today a strong scientific consensus that certain organisms
possess anatomical structures which have the function to process electrical
information about the organisms' environments. (It is notable that other proposed non-human modalities,
such as vertebrate magnetoreception, lack a similarly strong consensus.)
Electroreception
is a sensory modality and thus provides an added advantage, vis-a-vis
Dennett's claimed relationship between content and function, in that it cuts
across the distinction between content and function. Attributing electroreception to
particular animals simultaneously involves hypotheses about both content and
function. More specifically, it
proposes that these animals possess structures, undergo processes, and exhibit
behavior that have the function of bringing about a particular kind of contentful
connection between the world and the organism. A claimed discovery of a new modality in certain fish and
other organisms is a claim about the evolutionary function of particular
structures those animals possess.
It is the function of these structures to act as sensory organs to
process electrical information, just as it is the evolutionary function of
hearts to circulate blood and the function of birds' wings to allow flying.
The
electroreceptive hypothesis is also a claim about the kinds of sensory content
that such organisms possess.
Sensory systems are, by their very nature, perceptual content production
and manipulation systems. To claim
that sharks, say, are genuinely electroreceptive is to claim that these
organisms are capable of representing a particular kind of environmental
information, i.e., electrical information.2 Nonetheless, given
Dennett's arguments for a connection between content and function attributions,
then if I can undermine either the argument for content indeterminacy or
the argument for function indeterminacy, the remaining claim
will as a consequence meet the same fate.
That is to say, since Dennett argues that attributions of function and
content are indeterminate for the same reasons, then (by his lights)
undermining one set of arguments should simultaneously undermine the
other.
In their own
attempts to undermine Dennett's arguments, some (Kitcher and Kitcher 1988;
Amundson 1988) have pointed out a curious mismatch between his conclusions and
day-to-day scientific practice.
Far from being mired in a morass of indeterminism, biologists seem to
fix the evolutionary function (or functions) of biological structures,
processes, and behavior all the time. Biologists take as their ken, such questions as: Why do male guppies have spots? Why do fish and birds flock? What does this structure do in this
organism? In answering these
questions, biologists often make reference to the concept of evolutionary
function; guppies have spots, say,
because male guppies with spots (of a particular type) have historically had a
reproductive advantage over those which did not.3
The actual story is no doubt a great deal more complicated than this
simple statement, but as shorthand for the long-winded, causal-historical
description, we say that male guppies have spots in order to attract
females; the function of the spots is to attract females.
Dennett offers
three counter-arguments to such claims.
First, function and content determinists generally fail to tell stories in
enough detail to refute the thesis of indeterminacy. Dennett (1988b) points out that, “The
guppy example is supposed to exhibit a case in which careful biological research
yields determinate (but complex) attributions of function. Why then do [functional
determinists] refrain from concluding their tale by telling us exactly what the
function (or functions) of those guppy spots is and is not?” (540). Dennett is here setting a high
standard. Philosophical “toy
examples” will not do; neither will hand-waving. I accept Dennett's challenge and, in
Section II, I provide a highly detailed account of the scientific history
of the discovery of electroreception.
This discovery was the result of an interdisciplinary
investigation–an endeavor best characterized under the rubric “neuroethology”,
the biological study of the neural basis of animal behavior.
Second, Dennett
(1988b) notes that it is no argument against indeterminacy arguments that some
attributions are, “obviously wrong, and it is no argument in favor
of functional determinacy that some functional attributions are obviously
right (the eagle's wing is obviously for flying, and the eye for seeing)”
(540, emphasis in original).
Setting aside worries about this claim's cogency (see Note 5, below),
let me stress that the possession of electroreception is far
from obvious. Indeed, it is so
non-obvious that even though humans have been aware of the existence of
electric fish for at least three thousand years, it is only during the last
century that the possibility of electroreception has been imagined.
Third, Dennett
(1988b) gives reason to believe that a longer and more detailed
story–even one packed with causal details–would still fail to
answer his philosophical objections:
“There is causation to be taken into account at all times by the
psychologist, and by the biologist.
Neither, however, has succeeded in telling a watertight causal
story that licenses functional, or referential, interpretations” (541, my
emphasis). According to Dennett,
no matter how much causal detail is amassed, there will always be room for
multiple interpretations. To
address this worry, a careful analysis of the components of the
neuroethological case for electroreception will be developed in Section
III. This will demonstrate how
various kinds of evidence are necessary for such attributions, but also
how each, on its own, is insufficient.
The point of this analysis is to show how specific kinds of scientific
detail both constrain the space of possible explanations and offer support for
specific interpretations. Then, in
Section IV, I argue that such a story is as “watertight” as it
needs to be in order to fix content and function.
The
metaphysics and epistemology of content and function
What are content
and function, such that they are either determinate or not? In this paper, I endorse the standard
etiological accounts of content and function. The primary contemporary proponent of the etiological
account of both content and function is Ruth Millikan. In two influential books, Millikan
(1984, 1993) has argued for a causal-historical approach to psychology and biology–an
approach she calls the theory of “Proper Function”. For Millikan (1993), content and
function are best understood in terms of evolutionary history: “A proper function of ..... an
organ or behavior is, roughly, a function that its ancestors have performed
that has helped account for its own existence” (14). To use one of her favorite examples,
what makes it the function of a heart to circulate blood is that it is in
virtue of its blood-pumping properties (and not, say, its weight or color) that
organisms which have possessed hearts have differentially successfully
reproduced in competition with organisms whose hearts did not possess the
same blood pumping properties.
According to Millikan, function is a matter of an organism's
evolutionary history and is not due to current properties or propensities.4_
A similar story
can be told about content. Dretske
(1981, 1988, 1995) and others have defended a causal-historical account of
content. On this account, a
particular physical or neural state has a particular content if that state
has the appropriate causal
connection to the appropriate state or states of the world. In many respects, this account of content
parallels the etiological account of function. On the causal account of content, a state has the content it
has because of its place within a particular causal history. According to Dretske, content is a
matter of an organism's causal history and is not due to current properties or
propensities.
On both of these
accounts, what it is to have a particular function or content is to have a
particular causal history. This
account is fine as far as it goes.
It is limited, however, to the theoretical or metaphysical nature of
content and function. Such
characterizations tell us what it is to be (or to have)
a function or content. The central
issue here has a distinctly more epistemic flavor. My central question is: Whatever content and function are, can
we ever know them? Can we ever
discover, in Dennett's phrase, “some fully determinate truth about what
things mean, or what their functions really, truly are” (1988b:
540)? Borrowing a phrase from
Peirce, how do we fix content and function (if content and function are
the sorts of things that can be fixed)?
To date, the
philosophical work on content and function has mainly focussed on the
metaphysical issue, and less attention has been given to the epistemic
standards of evidence required to make content and function claims,
supposing that some version of the etiological theory is correct. Notice that Dennett's claim about
indeterminacy involves both the metaphysics and epistemology of content and
function. He claims that content
and function are epistemically unfixable (“we can't tell”). However, the reason for this epistemic
situation is his claim that content and function are metaphysically
indeterminate (“there is nothing to tell”). For Dennett, the metaphysics and
epistemology go hand-in-hand. It
is the nature of content and function that they are unfixable.5
My strategy is to
argue backwards through this relationship. Regardless of the ultimate metaphysical nature of
content and function, the case of the discovery of electroreception
demonstrates that they are indeed fixable. As the Kitchers, Amundson, and others have pointed out,
biologists fix function and psychologists fix content all the time. That content and function are fixable
does not tell us everything about the metaphysical or theoretical nature of
content and function, but it does take out much of the epistemic sting said to
derive from their (alleged) indeterminacy.
Nonetheless,
there is still the question of how content and function are fixed. I argue that content and function are
fixed by collecting a variety of cross-constraining and mutually supporting evidence. To make an attribution of content or
function, one needs concurring evidence from behavioral analysis,
anatomical analysis, physiology, ethology, evolutionary biology and adaptationist
reasoning. By itself, not one of
these sources of evidence is sufficient to explain the strong consensus on
behalf of electroreception, although each provides a necessary piece of the
evidentiary story. This
collective, neuroethological approach to content and function fixation for
which I argue will, with luck and diligence, license the appropriate
attributions.
In Section II, I
review the history of the discovery of electroreception, tracing the history of
the science that led to the discovery of this non-human sensory modality. In Section III, I analyze the evidentiary
contributions and limitations of the scientific components that make up
neuroethology. The point of this
section is to show how these components complement one another; allowing the
collection to license content and function claims not licensed by any single
component. This then allows me to
return, in Section IV, to Dennett's arguments on behalf of indeterminacy using
an example that meets his three desiderata: (1) I present a thorough and detailed story of the
attribution of electroreception, (2) the attribution of electroreception is not
an “obvious” attribution, and (3) such neuroethological claims are
sufficiently “watertight”.
II
Humans have long
been familiar with the phenomenon of animal electricity.6
The electric catfish of the Nile (Malapterurus electricus) is
featured in Egyptian murals and statuary.
Hippocrates, Plato, and Aristotle were familiar with the stunning charge
of Torpedo ocellata, a
Mediterranean species of ray from which the modern words “torpor”
and “torpid” derive their meanings.7
Even prior to the development of the modern theory of electricity
in the eighteenth century, it was recognized that there was something
unusual about certain kinds of catfish, rays, and eels. Soon after the discovery of ways to
detect and measure electricity, the true nature of these bioelectric
animals was revealed.
The electric ray, the electric catfish, and the
South American electric eel (Electrophorus electricus) possess “electric
organs” that allow them to produce powerful electrical discharges
capable of paralyzing prey or discouraging would-be predators. This discovery led to new mysteries,
particularly the discovery of what were called “pseudo-electric”
fish. These fresh-water fish from
both Africa and the New World were so-called because their anatomy includes
structures of highly regular morphology; a morphology strikingly similar to
that of the electric organs of the electric eel and the electric ray. However, pre-nineteenth century
technology could detect no electrical discharge from these “pseudoelectric
organs”. That these organs
do indeed generate a genuine, albeit weak, electrical discharge was discovered
by Robin in 1865, and Babuchin in 1877.
(See Moller and Fritzsch 1993.)
Notwithstanding, their discharge was clearly too weak to subserve
the kind of offensive and defensive function possessed by electric
rays, eels, and catfish (see Textbox 1).
{Textbox
1 about here. Textboxes unavailable for web version.}
The possible
function of such a weak electric organ was utterly mysterious and this,
in turn, presented a problem to Charles Darwin. In the fourth and subsequent editions of his Origin of
Species, Darwin notes that the existence of pseudoelectric fish pose an
important challenge to his theory of evolution by natural selection. Darwin (1897) writes,
Although
we must be extremely cautious in concluding that any organ could not have been
produced by successive, small, transitional gradations, yet undoubtedly serious
cases of difficulty occur.
[…]
The
electric organs of fishes offer [a] case of special difficulty; for it is
impossible to conceive by what steps these wondrous organs have been
produced. But this is not
surprising, for we do not even know of what use they are. In the Gymnotus [sic8] and Torpedo they no doubt serve as
powerful means of defence, and perhaps for securing prey; yet in the Ray [Raja
clavata], as observed by Matteucci, an analogous organ in the tail
manifests but little electricity, even when the animal is greatly irritated; so
little, that it can hardly be of any use for the above purposes. (234)
The existence of
pseudoelectric organs posed a significant problem for the nineteenth century
evolutionary biologist. The first
step in giving an evolutionary account of a trait is to form a hypothesis as to
its possible adaptive function. Nineteenth century biologists–as Darwin
attests–could not begin to imagine the function of pseudoelectric
organs. I will refer to this as “Darwin's
Problem”. Darwin's own
solution was to bide his time until more evidence could be collected and an
answer found:
[We
cannot currently go far] in the way of explanation; but as we know so little
about the uses of these organs, and as we know nothing about the habits and
structure of the progenitors of the existing electric fishes, it would be
extremely bold to maintain that no serviceable transitions are possible by
which these organs might have been gradually developed.
(235)
According to one
line of reasoning, pseudoelectric fish organs no longer have a
function. That is to say, these
structures are vestigial (Du Bois-Reymond 1884; Rosenberg 1928; Dalhgren
1910). (See Moller 1995: 26.) On this account, the pseudoelectric
organs are best thought of as atrophied versions of the powerful electric
organs of electric eel or electric ray (which have a more obvious, offensive or
defensive function). Of course,
the gradualist problem about the evolution of strong electric organs in the
first place would still remain.
By the turn of
the century, some began to suspect that, in addition to the ability to generate
electricity, some animals could detect the presence of electricity
in their environment. In
1891, Fritsch “observed that mormyrids [the African family of pseudoelectric
fish], when `surprised' by a pair of recording electrodes, avoided the metal
with great agility.....” (Moller and Fritzsch 1993). The electrosensory hypothesis gained
credibility in 1917 when Parker and van Heusen discovered that the
non-bioelectrogenic catfish, Ictalurus (Amiurus) nebulosus, could detect
galvanic and direct currents. They
did so through a series of experiments in which they presented blindfolded
catfish with glass, wooden, and metal rods. The fish were able to detect the presence of metallic rods
at a distance, but only reacted to the glass and wooden rods when they touched
the surface of the fish. They went
on to show that the type of behavior (to flee from or to approach and “nibble”
at the rod) elicited by the presentation of rods could be modulated by changing
the length of rod exposed to the water.
Parker and van Heusen correlated the amount of exposed metal with the
amount of galvanic current produced by the rods, and then reproduced the
behavioral results using direct electrical currents presented via electrodes
placed in the aquaria with the catfish.
To what do Parker
and van Heusen attribute this observation (that their catfish behave
differently depending on the amount of electrical stimulation in their environment)? Notably, they do not posit an
electroreceptive modality. Rather
they propose that electric detection is mediated by the gustatory system,
more specifically, by the taste buds.
Their reasoning was that, (1) electrical stimulation elicits feeding
responses and these behaviors are typically mediated by the gustatory system,
(2) the head of the catfish is the most sensitive to stimulation, and most
taste buds are found on the head,9 and (3) “This assumption is completely in line with
what has long been known of human taste organs for these are easily stimulated
by direct currents of very low energy value” (419). (Think of the distinctive sensation
elicited by touching a 9-volt battery to the tongue, and 9 volts is far above
the human threshold of sensitivity.)
However, they admit that such evidence is inconclusive, for “[a]side
from these general indications, however, we have no grounds for any
determination as to the exact sense organ concerned” (418). They conclude, in the terminology
of sensory physiology, that these catfish have only the capacity to electrodetect
and do not possess a true electroreceptive modality (see
Textbox 2).
{Textbox
2 about here}
A consensus on
the ability of certain animals to electrorecept did not come until after the
publication of several landmark papers by Hans W. Lissmann and
his colleagues in the 1950s. The
first, Lissmann's 1951 Science paper, confirmed that the so-called
pseudoelectric fish were genuinely, albeit weakly, bioelectric. He measured weak, but highly regular
fields generated by these fish and showed that such signals were very similar
within species, but differed between species. Lissmann's discovery contributed to the renaming
of pseudoelectric fish, which have since been known as “weakly electric”
fish.
However, Darwin's
Problem remained: Exactly what is
the function of these weakly electric organs? Lissmann (1958) acknowledges Darwin's Problem: “The inadequacy of functional and
evolutionary theories of electric organs in fish has been apparent for a long
time” (156). He explicitly
addresses this inadequacy: “In
the absence of any existing, coherent theories about the evolution of electric
organs, and about the function of weak electric organs, the speculative picture
presented here may fill a gap” (186). Lissmann proposed his answer in two papers published in
1958. The first paper, entitled “On
the function and evolution of electric organs in fish”, is a detailed
exposition of an idea first suggested in 1947 by C. W. Coates of the New York
Aquarium. Coates had speculated
that the discharges of weakly electric fish are used to locate objects in their
environment. That is to say, the
electric organs of weakly electric fish subserve an electrosensory function.
Lissmann rejects
the vestigial account. This
account claims that strong electric organs evolved first and that they later
degenerated into weak, pseudo-electric organs. Instead, he concludes that, “the easiest explanation
for the evolution of strong electric organs would appear to start from .....
muscular action potentials, and proceed via weak electric organs used for
orientation, to the powerful offensive and defensive organs [of electric eels,
say]” (188). He supports
this conclusion by presenting a series of discharges recorded from a variety of
weakly electric species. Across
every species investigated, these electric organs produced precise, stereotyped discharges. Lissmann reports on comparative
ethological (in the field) and behavioral (in the laboratory) studies of
representative species of seven genera of the African family, Mormyridae, and
on behavioral studies of several members of the South American gymnotids.
Lissmann's conclusion from his work is that,
contrary to the vestigial account, “the weak electric fish discussed here
represent already very advanced, highly specialized forms” (186). According to Lissmann, far from being
vestigial and without function,
these electric organs play an important role in the lives of these
animals: weakly electric fish use
the discharges of their organs to actively locate objects in and navigate
through their often dark and murky environments. He demonstrates the role of their electrosensory abilities
with a series of experiments. Here
is a description of a characteristic set of observations:
.....
some preliminary experiments were carried out in Africa. A cloth partition was fixed
in an aquarium dividing it into two equal halves. This partition consisted of a wooden frame over which the
cloth was stretched on both sides, so that the two layers of cloth were about 2
cm apart. This frame was fitted
into the aquarium by means of plasticine, and could be expected to be
transparent to electrical but not visual stimuli. One Gnathonemus senegalensis [an African species
of weakly electric fish] was introduced into one compartment of this tank and
allowed to settle down for 2 days.
After this period a second fish of the same species was carefully
introduced into the second compartment.
Both fish were resting motionless on the bottom. Recording electrodes introduced into
the tank showed that both fish were discharging at a fairly low and regular
rate. Whenever one of the two
specimens was gently touched with a glass rod its discharge rate went up
abruptly and the fish in the other compartment usually followed suit. When one fish was removed, a similar
movement of the glass rod in the empty compartment remained without
effect. These two specimens were
left in the tank overnight. After
darkness the light of a dim torch showed them both swimming up and down on
opposite sides of the partition, obviously taking note of each other's presence
and discharging with higher frequencies. Bursts of discharges from both
fish coincided when they came close together, but no correlation in the timing
of the individual pulses was noted.
This observation, though not conclusive, does suggest that the
electrical discharges may play a social role in the life of the Mormyridae.
(169-170)
Lissmann does not
pursue that final speculation on the social role of electrical discharge in
these papers. (Although see
Lissmann 1961.) However, later
work has shown him to be largely correct.
Lissmann instead focuses on the possible role of electrical discharges
in perceptual and orientating behavior.
He does this by:
(1) describing the nature of the electrical
field generated around the fish, particularly focussing on the changes (at the
surface of the fish) to that field as a result of objects of differing
conductances being brought near the fish;
(2) noting the existence of pores
distributed across the skin of these fish, and that “these pores lead
through canals filled with a jelly-like substance to a variety of sense
organs termed `glandular sense organs' or `mormyromasts'“ (181). These mormyromasts seem appropriately
distributed across the body to participate in electroreception and are
innervated by lateral line ganglia (which typically innervate sensory systems);
(3) noting the ecological conditions under
which the fish live (often dark and turbid waters);
(4) noting natural behaviors (in some
electric fish) such as being nocturnal and exhibiting a marked and unusual
tendency to swim backwards and to explore novel environments tail-first; and finally,
(5) pointing out the unique swimming
behavior of certain species of electric fish, who move primarily by undulating
a highly specialized anal (or, in some species, dorsal) fin that runs most of
the length of the body. This would
tend to affect the generated electrical field less than swimming by
undulating the whole body or by the use of large lateral fins as most bony
fishes do. That so many species of
electric fish in both major groups (one from Africa, the other from South and
Central America) show a similar fin morphology is evidence of convergent
evolution, according to Lissmann (Figure 1).
{Figure
1 about here. Figures unavailable for web version.}
Lissmann does
more than offer a merely plausible
account of the evolution of electric organs and the adaptive significance of an
electric modality. The linchpin of
Lissmann's account is his detailed proposal about how electric fish perceive
electricity: that, “it can
be imagined that such a fish, living in a private, electric world of its own,
receives a variety of information through sense organs distributed over the
surface of its body which may be likened to an `electro-receptive retina'“
(186).
Having presented
an account of its possible adaptive significance, what Lissmann next presents
is a hypothesis concerning the mechanism of electroreception. He does this in his second paper of
1958, written with K. E. Machin, entitled “The mechanism of object
location in Gymnarchus niloticus and similar fish”. They first demonstrate a distinction
between the presumably large number of fish which can electrodetect (or which
can passively electrorecept) from those that exhibit genuine, active
electroreception. They note that
the galvanic currents used by Parker and van Heusen in their catfish
experiments are several orders of magnitude larger than the sensitivity
threshold of Gymnarchus: “It
is clear that the sensitivity of Gymnarchus is of an entirely different
order of magnitude to that of the other fish [previously investigated. These include minnow, carp, goldfish,
catfish, and stickleback.]” (452).
This is crucial because Lissmann and Machin's proposed mechanism of electrolocation
requires detecting very small electrical changes; changes much smaller
than the comparatively large changes detected by Parker and van Heusen's
catfish (see Textbox 3).
{Textbox
3 about here.}
They next go back
over the ground originally trod by Parker and van Heusen and demonstrate that their
fish are actually detecting electrical changes in the environment,
and are not making discriminations based on some other environmental
properties. I have not the space
here to rehearse these elegant experiments. I will only note the authors' conclusion: “..... [I]t has been shown that Gymnarchus
can distinguish between geometrically identical objects if they have different
electrical conductivities, and cannot distinguish between objects which,
although geometrically identical and with similar electrical effects, have
different internal arrangements” (454).
Having shown that
Gymnarchus can perceive objects on the basis of their electrical
properties alone, Lissmann and Machin then ask what kind of mechanism might
carry out such a perceptual feat?
They begin by assuming that the mormyromast-type structures found in the
skin of Gymnarchus are electroreceptors (455). They next ask how sensitive these “electrical
receptors” would have to be in order to carry out the process of
electroreception they observed in their behavioral studies? Their answer is based on both physical
and mathematical models of an electric fish. The physical model involved an artificially
produced electric field mimicking that produced by weakly electric fish. They placed recording electrodes in the
water at points corresponding to the surface of a fish, and then recorded
changes to electrical properties as objects were passed through the artificial
field. This physical model of the
kinds of perturbations demonstrably detectable by the fish was supplemented by
a mathematical model of the effect of a cylindrical object, of known
conductivity, on a dipole electric field in water of known conductivity. They conclude from their models that,
depending on the electrical properties of the receptors (specifically, the
resistivity of the jelly-filled canals of the mormyromasts), the fish are
probably performing both temporal and spatial integration of the
potential or its second derivative (see Figure 2). It is important to note here that Lissmann and Machin not
only suggest that electric fish are capable of electrolocating, they
also outline with a good degree of precision, how that perceptual
ability might be carried out in physical, neurophysiological, and
computational terms.
To see how
Lissmann's predictions about the physiology of electroreception were born out,
we need to turn our attention to a second stream of research. While work on pseudoelectric fish and
catfish can be characterized as a function in search of an organ, work on the ampulla
of Lorenzini was an organ in search of a function. Found in the skin of sharks and rays,
the ampulla of Lorenzini has a striking structure.
It consists of a long canal leading to swelling (or ampulla), all filled with jelly (Figure 3). Until this century, it was generally
accepted that the ampulla was responsible for some form of mechanoreception.
Physiological
studies (Sand 1938; Hensel 1955) demonstrated that ampullae are extremely
sensitive to changes in temperature, a finding which suggests that
perhaps the ampullae are thermoreceptors.
However, this hypothesis leaves some unanswered questions. For example, what is the purpose of the
long canals? Murray (1960) and
Loewenstein (1960) showed that, in vitro at least, these cells exhibit a
response to large mechanical distortions. However, this evidence offered only dubious support to a
mechanoreceptive hypothesis because the degree of mechanical distortion
required to elicit ampullary responses is much greater than that typically
experienced by sharks and rays.
In 1962, both
Murray and Loewenstein and Ishiko published results indicating that the
ampullae of Lorenzini are highly sensitive to chemical changes,
specifically small changes in salinity, thereby suggesting a possible
chemoreceptive function. However,
strong conclusions could not be drawn from such physiological
research unless it could also be shown that such changes in salinity actually
played a role in the lives of the organisms and that the organisms indeed made
behavioral distinctions on the basis of such stimuli. Except for a few species that wander in and out of river
mouths, such ethological evidence was not forthcoming any more than it was for
the mechanoreceptive hypothesis.
{Figure
2 about here}
These two streams
of research–a function in search of an organ and an organ in search of a
function–came together in the 1960s. T. H. Bullock and colleagues (Bullock, Hagiwara, Kusano, and
Negishi 1961), recording from the lateral line nerve of the electric fishes Gymnotus
and Hypopomus, measured differential neurophysiological activity when
the fish were stimulated by passing a conductive or insulating object
nearby. Significant neural
activity was not observed when the fish were stimulated by
ethologically-plausible levels of mechanosensory stimulation (brushing the skin
with a brush or with weak water currents). They conclude that they have demonstrated the existence of “true
electroreceptors” (1427).
Part of the basis of this claim is the work that had already been done
by Lissmann, Machin and their predecessors–work that demonstrated the
ethological, behavioral, and historical cogency of the sensation and
discrimination of small changes in the naturally available electric organ
discharge current path. As the history
of this entire episode plays out, Bullock's physiological work was one of
the last pieces of an intricate puzzle, whose solution resulted in a scientific
consensus that a new sensory modality, electroreception, had been discovered; there exist organisms that possess
anatomical structures (mormyromasts in weakly electric fish, ampullae of
Lorenzini in sharks, skates, and rays) with the function of mediating
electrical information about their world.10
In following
years, electroreception has become a mainstay of neuroethological
research. The number of species
for which electroreception has been claimed has grown to include salamanders,
sharks, skates, rays (Kalmijn 1982, 1987), catfish, sturgeons, paddlefish,
lungfish, lampreys, and even the platypus (Scheich, et al 1986). In 1986, scientists at the Smithsonian
Institution claimed to have discovered that electroreception even occurs
in a species of placental mammal, the Star-nosed mole (Gould, et al
1993), but this claim has recently been called into question (Schlegel and
Richard 1992; Catania 1994).11
{Figure
3 about here.}
Research on
weakly electric fish has continued.
Much of the neural circuitry underlying electroreception and
electrically-mediated behavior–from receptor cells to central nervous
system nuclei to motor cells–has been uncovered (Heiligenberg 1991). In terms of known circuitry, the
electric fish electrosensory/electromotor system is one of the best understood
vertebrate systems in contemporary neurobiology. Beyond its use in electrolocation,
bioelectricity has been shown to subserve important communication
functions, allowing electric fish to easily identify and communicate with
conspecifics, even in dark and turbid environs (Hopkins 1977). Fish use their electrical signals
as part of complex electrical “mating dances” in much the same way
that courting birds “dance” (Hagedorn and Heiligenberg
1985). The ability to send and
receive electrical signals provides these animals with an essentially private
channel of communication in their crowded, tropical environs.
III
The final stages
of the history described above indicate the strength of the consensus in favor
of electroreception. Scientific
effort has shifted away from trying to show whether electroreception
exists to trying to discover exactly which species do and do not possess
it and to elucidating further the neurobiological mechanisms that
subserve this modality. All this,
with a function whose possibility was not even imagined a century ago. What has led to this strong consensus? I claim that it is due to the depth and
breadth of evidence brought in its favor.
Electroreception has been fixed through a process in which behavioral,
ethological, physiological, computational, and evolutionary evidence have all
been marshalled in a mutually supporting fashion. The result of this interdisciplinary endeavor is a
hypothesis that unifies findings from all of these areas. Lissmann is given primary credit for
having discovered electroreception because he had a hand in more areas than any
other single researcher. Each area
contributes answers to different aspects of the issue, and together they tell
the strongest story we can practically expect to have.
The name given to
this combination of mutually constraining areas of research is “neuroethology”–a
name that traditionally captures a wide variety of research priorities in
biology, from neurobiology and ethology (as the name suggests) to computation
and evolutionary biology.12 These different areas make a nicely
complementary suite of priorities.
We need the kind of evidence encompassed by neuroethology to license
claims about content and function.
The strong consensus on behalf of electroreception is not due to
some singular piece of evidence that is both necessary and sufficient. For example, it might be claimed that
it is the evolutionary reasoning alone which licenses the claim for
electroreception and all the rest (physiology, anatomy, ethology, etc.) is just
icing on the cake. To show that
this is not the case and that no one area alone is sufficient, let us look at
these areas in more detail and determine what they can and cannot do for hypothetical
content and function attributions.
Anatomical
and Behavioral Analysis
Anatomy and
behavior are almost always good places to start, because more often than not
they provide that which requires explanation. Having identified a biological trait, organ, capacity, etc.,
we can begin an investigation by asking two basic questions: (1) Of what is it composed (anatomy)? (2) What does it do (behavior)? The answers to these questions set
the initial limits on function/content hypotheses. But research in the other areas may
send us back to take another look at anatomy and behavior to see if we
overlooked something.
This situation is
well illustrated in the case of electroreception. Prior to the birth of modern science, it was well known that
certain fish (the strongly electric fish) do something unusual: they induce a numbing feeling in those
who would harass them. Anatomical
investigation revealed that these organisms have in common an elaborate and
intricate organ. Additional
research revealed that other animals (the pseudoelectric fish) also
share this anatomy, but do not share the striking behavioral anomaly. This discrepancy between anatomy and
behavior set the basis for Darwin's Problem. What is the function of pseudoelectric organs, if not to
produce the type of behavior associated with strongly electric fish?
Behavioral
analysis provided the next piece of the puzzle, when Parker and van Heusen
demonstrated that their catfish exhibited an unexpected behavioral capacity for
distinguishing objects differing only in their electrical properties. However, lacking firm evidence as to
the anatomical basis of this perceptual skill, they cautiously concluded that
their catfish were capable of electrodetection. That is to say, the analysis of
behavior alone is insufficient to support the stronger claim of
electroreception. Looking at
behavior alone, it is impossible to distinguish between detection via a
previously identified modality and reception via some new modality. Lissmann replicated their work in his
weakly electric fish as the first piece of evidence for the hypothesis that
such organisms possess an electroreceptive function.
Physiology
Anatomy and
behavior go hand-in-hand with physiology.
In a sense, physiology is a science situated between these other two
areas. Where the behavioral
analysis described above primarily focussed on the overt behavior of the
organism as a whole, physiology explores the behavior of its components as
identified by the anatomist–behavior that ultimately underlies the overt
behavior exhibited at the organismic level.
The work of
Bullock and colleagues is an excellent example of the role of physiological
evidence. They discovered cells in
the peripheral nervous system whose physiological responses tracked
electrical properties in the environment.
In essence, Bullock and colleagues replicated the experiments of Parker
and van Heusen, but recorded the neural activity directly instead of simply
observing overt behavior.
Physiology offers
powerful tools for determining what activity in sensory cells represents. It might seem initially plausible to
say that a true sensory cell is one which responds best to some particular type
of sensory stimulus. For example,
a true electroreceptor would be one which responds best to electrical
stimuli. We would have to say “responds
best” on this account, because nerve cells will typically respond
to many different kinds of stimuli.
Press the outside of your eyeball with your thumb and you will elicit a
visual percept. However, we do not
normally think of the eye as a pressure receptor. A battery touched to the tongue causes a quite distinctive
flavor sensation. However, it
seems absurd to say that humans are electroreceptive. To avoid such absurdities, someone wishing to wield
physiological evidence alone to determine content must be able to show that a
given type of stimulus is best at eliciting a physiological response
from the nerve cells of the structure in question.
However, this
will not work. First, as Bullock
(1974) has noted, there is no metric for comparing intensity of stimuli across
modalities. Say a given cell
responds to intensity x of
auditory stimulation. However, it
responds equally well to intensity y of chemical stimulation.
Based on intensities in qualitatively distinct domains alone, one cannot
decide to which stimuli the cell responds best. The problem here is that we lack a
cross-modal metric. Based on
physiological data alone, we simply have no way of evaluating the intensity of
stimuli of different modalities, because we have no way of comparing different
quantities of different qualities.
For this reason, physiology alone is helpless to distinguish between the
various functional hypotheses attributed to the ampulla of Lorenzini: mechanoreception, thermoreception,
chemoreception, or electroreception.
A second
limitation of physiological evidence is that one of the best stimuli for
eliciting responses in sensory cells (actually, to be accurate, in all
neurons) is a properly inserted stimulating electrode. Neuronal response covaries very nicely
indeed with the amount of current injected into a neuron by an electrode. Chances are, this covariation is
much stronger than that recorded with any other stimuli. But it seems absurd to call every
neuron known to humanity a “stimulating electrode detector!”
However, these
problems are insurmountable only if we consider physiology and nothing else. These problems indicate only that physiological evidence
needs to be buttressed by other kinds of evidence. For example, one might respond to the stimulating
electrode problem by noting that “electrode detecting” is an
unlikely candidate for neuronal function (and “stimulating electrode”
is an unlikely candidate for neural representational content) because animals
do not typically encounter stimulating electrodes in the natural environments
in which they have evolved. Since
the etiological/causal theory of content and function defines them in terms of
the selection history of the organism, a consideration of normal or natural
environments is called for.
Such a consideration is the purview of ethology, to which we now turn.
Ethology
Behavioral
analysis is typically carried out within the well-controlled confines of the
laboratory. However, that which
makes the lab attractive (greater control over the stimulus environment of the
organism) is also a potential weakness.
This is because we are generally more interested in what organisms do
naturally in the wild than what they can be coaxed to do in the lab. Physiological investigation also has
related problems, as just noted.
Because of these problems, ethology offers an important constraint on
content/function theorizing.
Ethology is the study of animal behavior within natural settings. Ethologists study naturally
behaving organisms and attempts to discover to what sorts of stimuli they are
normally exposed, as well as to what sorts of stimuli they naturally
respond. Where physiology and
behavioral analysis tell us what organisms are capable of doing,
ethology tells us what they actually do.
The story of
electroreception is shot through with ethological considerations. Lissmann collected data in the field,
observing the behavior of wild electric fish. Also, in proposing that electric fish were active
electrolocators he proposed that weakly electric fish are perceiving electrical
signals in their environment that they themselves produce. That is, he simultaneously
proposed a sensory function and the ethological plausibility of the signals
detected by that sensory system.
Electrical fields are indeed in the fishes natural environments because
they themselves naturally generate these stimuli. This ethological evidence in favor of electroreception stood
in stark contrast to the poverty of ethological evidence in favor of the
mechano-, chemo-, and thermoreception hypotheses.
Ethology can be
helpful in conjunction with other approaches, but it is not without its
limitations. First, the fact that
the natural environments of organisms are simply packed with potential
stimuli is problematic. In any
given situation, there is a virtually infinite set of possible stimuli to which
an organism might be attending.
The natural world is full of electromagnetic radiation, vibrations,
chemicals, etc., and most organisms generally pay attention to all and only
those stimuli which it can profitably exploit. Determining what stimulus or set of stimuli is
responsible for eliciting a given behavior requires controlled experiments with
known stimuli.
As if the
plurality of stimuli were not bad enough, the ethologist is also faced with the
same problem on the other side of the coin: not only are natural environments just packed with potential
stimuli, but naturally behaving organisms do lots of things. Animals rarely perform only a single
behavior at a time. A variety of
interpretations can be placed on a given behavior. Distinguishing between intentional and accidental actions
can also be difficult. Did that
fish rise six inches by the action of its swim-bladder or was it moved by an
upwelling current? Careful
experimentation can help narrow the hypotheses down, but in doing so one
encounters the Ethologist's Dilemma:
the more control an experimenter exercises over the stimuli and behavior
of an organism, the less natural and biologically normal such stimulation and
behavior becomes. Thus, the
experimental ethologist must be careful not to undermine the very naturalness
that motivates this approach in the first place.
Again, one should
not conclude from such ambiguities and difficulties that ethology is pointless
or irrelevant. As with physiology,
ethology cannot by expected to answer content and function questions
unaided. For example, knowing the
physiological response ranges of putative electroreceptor sensory cells
constrains behavioral interpretations–an animal cannot respond to stimuli
its sensory system is incapable of detecting. Also, as with physiology, ethology provides important
evidence that may support some hypotheses about content and function and
cast doubt on others. In this way,
knowledge of the life of sharks, skates, and rays gives unequal support to the
different hypotheses concerning the ampullae of Lorenzini. It is unlikely that the ampullae are
mechanoreceptors, if the severe degree of mechanical distortion required to
elicit response is much greater than that ever experienced by these organisms.
Evolutionary
analysis and adaptationism
Finally, consider
the arena of historical evidence–evidence of a species' evolutionary
history. Ethology is helpful for
determining content and function because, as a general rule, organisms are well
adapted to their environment. Why? Because organisms are the product of
evolution by natural selection, a process that systematically eliminates
organisms which are less well adapted in favor of those which are better suited
to their environment. Given the
theoretical characterization of content and function in Section I, none of this
should be surprising. On the
accounts presumed here, what it is to be a particular function or
content is to have a particular causal history. Therefore, it is no surprise that evidence of causal history
is relevant to such attributions.
Lissmann, for example, presents such evidence, by noting
similarities in fin morphology and behavior of presumably widely divergent
species of fish and suggesting that these are the result of convergent
evolution. So, why not cut out the
ethological middleman and answer questions of content and function determination
directly on the basis of historical evidence alone?
Such an approach
is not without its proponents.
Presumably, Millikan would argue that to answer the question–”Are
the ampullae of Lorenzini thermo-, chemo-, mechano-, or electroreceptors?”–one
need only determine to what use the organism's ancestors put the
structure. If sharks and rays have
historically used these structures to gather temperature information, then the
ampullae are properly thought of as thermoreceptors. If, instead, they used these structures to detect the
electrical properties of their environments, then they are properly thought of
as electroreceptors.
Aye, but there's
the rub! The very thing to which
Millikan calls upon us to consider–the selection history of the ancestors
of a currently extant species–is the very evidence to which we do
not have access in the vast majority of cases. Generally, all we ever have are extant species. We do not have direct access to
selection histories or the past competitors of current designs, those designs
that failed in the struggle of natural selection. What we do have is a severely restricted window on evolution
via paleontology, genetics, comparative biology and cladistic
analysis.
Curiously,
Millikan herself barely suggests what actual methods ought to be used to gather
the historical evidence her theory requires. (Indeed, her own favorite examples–hearts,
magnetosomes, etc.–are without the very kind of evidence her account
requires. We simply do not know
much at all about the evolutionary history of hearts and magnetosomes.) Instead, she falls back on the only
option open to one who argues for the importance for evolutionary history, but
who has little access to the actual data of evolution: adaptationism. Without access to selection histories,
the historian has little choice but to use plausibility as the only test of
hypotheses about content and function.13
Adaptationism is exactly
what Dennett would have us pursue.
He is quite correct about the linchpin role adaptationist reasoning
plays in functional theorizing.
The electroreception case offers us an obvious example of its
importance. Darwin's Problem posed
the difficulty: What is the
function of pseudoelectric organs?
To Lissmann's lasting credit, he offered an answer: electric organs have an electroreceptive
function.
However, it must
always be kept in mind that adaptationist reasoning is but one method among many,
and just as with the areas discussed above, adaptationist reasoning encounters
important limitations when trying single-handedly to answer questions about
function. For example, how
can we even begin the process of content and function attribution when we do
not know what possible contents and functions there are? Electroreception went
undiscovered for millennia in part because it was not realized that electrical
content was a possibility. Without
first having sufficient knowledge of the life and physiology of an organism, it
is devilishly difficult to generate plausible hypotheses of content and
function. Darwin himself
recognizes this when he identifies his ignorance of the lives of pseudoelectric
fish as the reason for his inability to determine the function of their
pseudoelectric organs.
Adaptationism does not work well where we are forced to expand the space of possible functions and contents,
as opposed to simply attributing those which we already know to be possible.
Limitations on
imagination and knowledge are not a problem for adaptationism alone–they
can plague any approach. A more
serious and unique problem for adaptationism is raised in the context of
vestigial organs. What if the
system under investigation is vestigial, once having a function but
no longer? The adaptationist's
first step is to assume that it does have a function. (Dennett's intentional stance has
similar problems dealing with cognitive agents precisely when they are being
irrational or willfully ignorant.) In such cases as these, adaptationism is a non-starter.
A final problem
for adaptationism arises when we consider the distinction between detection and
reception, as exhibited in the case of Parker and van Heusen's work on the
sensory skills of catfish. In the
case of their catfish, Parker and van Heusen felt that they had strong warrant
for claiming electrodetection in catfish, but not for the stronger claim
of electroreception. They
were reticent because, while they had discovered robust behavioral evidence
that electrical stimuli could be detected, they lacked any neural mechanism
whereby such stimuli might be processed.
They also lacked ethological evidence that such electrical stimuli were
naturally occurring in catfish environments. They could only imagine that the finely tuned taste receptors
known to be scattered over the head and body were, as human taste receptors are
capable of, responding to electrical changes. This, together with the further evidence that feeding
behavior could be so elicited, pointed to electrodetection (via the gustatory
system) over electroreception.
Lissmann was able to hypothesize genuine electroreception in the case of
weakly electric fish, because he could sketch a dedicated neurobiological
mechanism and present ethological evidence, in addition to behavioral evidence.14
However, it is
not clear whether adaptationism alone allows us to maintain such a distinction
between detection and sensation.
Where sensory physiologists posit two distinct kinds of content (on the
basis of physiological differences) to explain often indistinguishable
behavior, adaptationists who rely primarily, if not entirely, on behavior
cannot make such a distinction.
This should come as no surprise, since such philosophically
well-motivated frameworks often do not provide for the fine-grained analysis
required by practicing scientists.
The example of
the discovery of electroreception shows us how evidence in other areas
constrains and helps us in our adaptationist reasoning. Lissmann deserves credit for
discovering electroreception not because he correctly posited the function of
this sensory system but rather because he presented this adaptationist
reasoning together with a great deal of supporting evidence not derived
from adaptationist reasoning. It
was the combination of his modeling work, his anatomical speculation, his
ethological observations, and his behavioral analyses, together with his
identification of an evolutionary function that licensed his claim that
electroreception existed.
IV
We are now in a
position to return to the debate with which I opened this paper: How is it possible to fix content and
function? I have described in
detail the cautious, meticulous ploddings of biologists over many decades, and
how their work resulted in a strongly supported claim: that weakly electric fish possess
anatomical structures, undergo physiological processes, and exhibit
behaviors that have as their function the perception of electrical stimuli in
their environment.
I also want to
argue that the case presented here successfully meets Dennett's three desiderata
for potential counter-arguments.
First, it certainly meets his requirement of thoroughness. The electroreception hypothesis is
supported by a great deal of work, as described above, in a variety of
different scientific fields. The
evidence for this hypothesis presents a great deal of causal detail. The electrosensory hypothesis successfully
unifies findings in all of these fields, and to date, no other hypothesis
has been put forward with anywhere near the strength of evidence as this
functional attribution. If one
still wishes to object on the grounds of thoroughness, I will only note that my
own account more or less ends in the 1960s. For the most part, the account given here does not describe
the great amount of work conducted since then–work which adds still
further support for this particular functional attribution.
Furthermore, it
is the nature of the electroreception case that it meets Dennett's second desideratum
concerning the non-obviousness of the attribution. Electroreception is too bizarre a
sensory modality (relative to those possessed by humans) ever to be considered
obvious. It took millennia for the
electroreception hypothesis to arise.
It took decades to garner sufficient evidence on its behalf.
The real crux of
Dennett's objection to content and function determinism lies with his third
requirement: that I tell a “watertight”
story–a story that leaves no room for alternative interpretations of the
evidence presented. Recall that
Dennett (1987) wishes us to abandon the idea that, “there has to be one,
determinate, right answer” (319) to questions about content
and function–a claim that he implies function/content determinists must
hold. Note, however, that Dennett
is embedding three different criteria in his claim here. The first, that there must be one
answer, is clearly a red-herring.
No determinist worth her salt would restrict herself to the claim that,
in all situations, there is but a single function or content to be
attributed. Real examples are more
complicated than this.
The second and
third criteria–determinacy and correctness–are more involved. Dennett is claiming that determinists
believe that we can identify functions and contents and have good reason
to believe in the appropriateness of our identifications. To begin with, I admit that, on one
reading, Dennett is correct. The
evidence on behalf of electroreception cannot logically rule out all
other possible interpretations.
But, to do so would be an impossible task for standard reasons of
empirical underdetermination.
Quine, Goodman, and others have argued that any claim is
underdetermined by empirical evidence, because any hypothesis sufficiently
general to be of interest “goes beyond” available evidence (cf. Goodman's New Riddle of Induction). Furthermore, we can never be absolutely
certain of the truth and accuracy of our empirical observations. For instance, we may be the unwitting
victims of a skewed sample, or our instruments may have consistently malfunctioned
at the crucial moments. However,
this lack of logical certainty is part and parcel of scientific
theorizing. Scientists must guard
against it, but even in the best cases, logically speaking, nothing can be done
to silence the extreme skeptic.
Therefore, the
underdetermination and uncertainty of empirical claims point to two reasons why
we might agree with Dennett that content and function attributions are neither
determinate nor fixable. However,
Dennett's initial position in The Intentional Stance is that there is
something special about content and function claims. This difference sets them aside from
other empirical claims scientists tend to make. Indeterminism is supposed to result from the interpretive
move that must be made when attributing content and function. This hermeneutic move requires
that we “go beyond” the available evidence. However, we just noted that
underdetermination also requires that we go beyond the available evidence. There does not seem to be any relevant
difference here.
My response to
Dennett is to point out that in the case of content and function, there exist constraints
on our interpretation. It is not
the case that one is free to posit just any function or content. The electroreception hypothesis, for
example, meets the constraints set by evidence uncovered in each of the various
areas of neuroethology. This is
why the breadth of evidence in favor of electroreception is compelling. Furthermore, this is nothing special to
content and function claims, this is a general virtue of empirical hypotheses. As Hempel (1966) observes, “For
the confirmation of a hypothesis depends not only on the quantity of the
favorable evidence available, but also on its variety: the greater the variety, the
stronger the resulting support” (34). However, the story presented here goes beyond Hempel's
virtue of evidentiary breadth. The
evidence in favor of electroreception is more than just broad; it is mutually
constraining and mutually supporting.
For example, ethological evidence supports some interpretations of
physiological data while casting doubt on others.
We are left with
the conclusion that attributions of content and function are empirical claims
like any others, subject to the vagaries of uncertainty and underdetermination,
but that with enough evidence of the right kind, such attributions are
ultimately as fixable as any other empirical claims. It then comes as no surprise that we speak of the “discovery”
of electroreception, just as we talk of the “discovery” of planets
around other stars or the “discovery” of a new strain of
tuberculosis. At the same time,
legitimate concerns about underdetermination force us to conclude that the
evidence in favor of any such claim can be compelling but can never force a
conclusion. However, by requiring
a “watertight” account in order to license function/content
attributions Dennett asks more of content and function claims than other
empirical claims. The painstaking
and cautious investigation of neuroethologists during this century has
produced a varied collection of evidence, all of which points to the claim
that they have discovered a new sensory modality and that they have fixed
the electroreceptive function of the structures, processes, and
behaviors that subserve that modality.
I want to suggest
that it is Dennett's distinctly unnatural sense of “adaptationism”
which generates indeterminism, not the actual practice of science.15
If biologists stopped their investigations after presenting adaptively
plausible stories, Dennett's criticisms would be correct, but they do not. I am not alone in noting the
unnaturalness of Dennett's adaptationism.
Amundson (1988) accuses Dennett of failing to appreciate the fact that
practicing biologists go beyond the adaptationist reasoning that Dennett
advocates. They take into account
the causal mechanisms of natural selection that brings the attributed functions
about. “If adaptationists
are conscientious”, Amundson notes, “the dose of `goodness' [that
Dennett claims is necessary to functional theorizing] will be heavily
constrained by the facts of natural history. Adaptationism is not only a functional theory, but also an
evolutionary theory” (506). Dennett's
version of adaptationism (which deemphasizes the underlying causal mechanisms
of natural selection) is of a piece with Ryle's logical behaviorism (which
deemphasizes the causal mechanisms of thought and action). As such, Amundson interprets Dennett as
advocating “logical adaptationism”.
Dennett (1988b)
objects that Amundson has misunderstood him: “..... I don't `deny the relevance' of causal
theories; I just deny their sufficiency” (541). But what would satisfy Dennett here? Avowals to the contrary aside, Dennett
very often sounds as if he is advocating logical adaptationism. While it is true that he rarely
explicitly denies the relevance of non-behavioral, non-adaptationist evidence,
he often simply fails to consider it.
If he is not guilty of a sin of commission, then he surely is guilty of
a sin of omission.
One
interpretational problem with Dennett is that it is difficult to see exactly
where he stands on the status of adaptationism. On the one hand, he introduces this scientific strategy
as a stopgap measure, a “sound interim way of speaking” (237) until
we have a firmer grasp of other pools of evidence, such as that provided
by the neurosciences and comparative biology. He cites with approval Oster and
Wilson's claim that the adaptationist strategy should be considered “provisional
guides to future empirical research and not as the key to deeper laws of
nature” (ibid.) Dennett
endorses this claim and asserts that, “Exactly the same can be said about
the strategy of adopting the intentional stance in cognitive ethology”
(265). This invites in the other
kinds of evidence I have been discussing here. (Although we may well wonder why we should bother if, at the
end of the day, there is no fact of the matter?)
However, when
push comes to shove, this ecumenicalism goes out the window. Space is short here, so let me take
just one example, involving a very Quinean thought experiment.16
We are asked to imagine a tribe that uses a word, “glug”,
for an invisible, explosive gas found in their local swamp, a gas that we know
to be methane. We are then to
imagine them being presented with acetylene. If they use the word “glug” to refer to
acetylene, do we take them to be using the term correctly? If glug really means “methane”
then they would be wrong, but if “glug” means “gaseous
hydrocarbon” then they would be quite correct. But how do we tell what they really mean? Dennett's response is telling:
If,
as seems likely, no answer can be wrung from exploitation of the intentional
stance in their case, I would claim (along with Quine and the others on my
side) that the meaning of their belief is simply indeterminate in this
regard. It is not just that I
can't tell, and they can't tell; there is nothing to tell. (312)
This is exactly
the sort of move that leads one to conclude that Dennett is a logical
behaviorist (and, when the same move occurs in evolutionary contexts, a logical
adaptationist). When
confronted with an example in which behavioral analysis (by means of the
intentional stance) seems to make no headway, what is Dennett's reaction? Does he treat the intentional stance as
a stopgap measure, one among many possible avenues of investigation? No. The intentional stance cannot answer the question, so he
concludes that the question must not have an answer. But this seems to throw in the towel
before the fight has even begun.
Furthermore, it undercuts his claimed naturalism.
Perhaps it should
come as no surprise that two of the late twentieth century's most famous indeterminists
(Quine and Dennett) are also two of its most famous behaviorists
(although Dennett routinely denies cleaving so closely to the position of his
former teacher, Gilbert Ryle).
Dennett cannot have it both ways.
He cannot say, on the one hand, that adaptationism and the intentional
stance are not the only games in town–that they are but two sources of
evidence among many–and, on the other, that if adaptationism and the
intentional stance fail to produce fruitful hypotheses then no other avenue
need be explored because there must be no answer. This makes no more sense than a physiologist claiming that
there is no fact of the matter as to whether all neurons are “stimulating
electrode detectors” merely because physiological evidence
fails to rule out such an interpretation, or for a behavioral scientist to
claim that there is no distinction to be made between detection and reception
because behavioral analysis reasoning fails to provide evidence for such a
distinction.
Ultimately,
Dennett and those who would support his indeterminacy thesis are faced with a
dilemma. On the one hand, they can
honestly advocate logical adaptationism as an approach to the issues of
content and function attribution.
Such an account indeed has indeterminism as a consequence. However, the example of
adaptationism's role in neuroethology indicates that logical adaptationism
is a poor caricature of adaptationism as it is practiced in contemporary
biology. On the other hand, they
can renounce logical adaptationism and embrace a version of adaptationism
more in line with what neuroethology calls for and which biologists
practice. However, the
neuroethological approach to content and function attribution is not, in
practice, subject to indeterminism (although, like every other area of science,
it is subject to worries about uncertainty and underdetermination). At least, that is what seems to be the
most obvious conclusion from the detailed account of electroreception
described in the history of this discovery. Therefore, Dennett is faced with a dilemma: either embrace an indeterminist,
logical adaptationism that bears little resemblance to adaptationism as it
is practiced in biology, or adopt a more accurate portrayal of adaptationism
from which indeterminism does not follow.
V
Several decades
ago, C. P. Snow (1959) bemoaned the emergence of two cultures, one scientific,
the other humanist. Naturalized
philosophy, of the kind represented here, attempts to bridge Snow's gap between
biology (on the scientific side) and philosophy (on the humanist side). On the surface, the debate over the
degree of determinism available for content and function attributions seems to
be a debate between these two opposing camps. Dennett is here accused of being too “philosophical”
and insufficiently “scientific” when arriving at the
conclusion that content and function attributions are essentially different
from other types of scientific claims.
To his credit, Dennett denies that he fails to appreciate the contribution
science has to make.
The details of
this debate aside, there does seem to be a dearth of detailed considerations of
scientific reasonings within the philosophical literature–even the
philosophical literature dealing directly with science. Content and function attribution are
among the things that scientists do on a daily basis and it would behoove those
of us who wish to draw conclusions about this process to pay closer attention
to how scientists actually do it.
The distinction here is not unlike that between laboratory behavioral
analysis and ethology.
Philosophical analysis has, in the past, taken place within the
well-controlled boundaries of toy examples and thought experiments. While such an approach has its
benefits, we should not forget that we can supplement our investigations by
looking at how science is actually done.
I suggest that we not forget about the ethology of actual,
practicing scientists. The present
paper is offered in this ethological spirit. By looking in detail at a particular episode in the history
of biology, we may learn something about content and function
attribution. At the very least, it
should give us a new arena within which to test our philosophical intuitions.17
The discovery of
electroreception offers a particularly nice example for the issues at
hand. In a relatively short period
of time, a strong consensus was built and maintained on behalf of a
particular functional hypothesis:
that weakly electric fish (and many other animals) possess a
unique, non-human perceptual capacity called “electroreception”. As it involves a sensory system,
the electroreception proposal cuts across both the content and function
attribution issues–it simultaneously makes a claim for a particular
evolutionary function and a claim about the perceptual content possessed
by an organism with this evolutionary function.
How was
electroreception in weakly electric fish discovered? The discovery was made by the combined effort of several
different strands of scientific research, including neurophysiology, anatomical
& behavioral analysis, ethology, and evolutionary & adaptationist
reasoning. While none of these
approaches can, on its own, marshall sufficiently strong evidence for
functional or content hypotheses, their combined, mutually constraining
use–within the multidisciplinary framework of neuroethology–can and has. In doing so, the discovery of this unique and interesting
sensory modality offers a case study in function/content attribution that calls
out for continued detailed philosophical consideration. This paper is, I hope, only the
beginning.
Acknowledgements
This paper is a
modified chapter of my Ph.D. dissertation: Keeley (1997).
I have had extensive help on this paper. It makes sense to thank people in groups: (1) members of my lab and the
electric fish community: Walter
Heiligenberg, Ted Bullock, John Spiro, Calvin Wong, Jim Murray, Jim Prechtl,
and Gerhard von der Emde; (2)
philosophers: Kenna Barrett, Laura
Reider, Laura Perini, Jessica Pfeifer, Adrian Cussins, Fred Dretske, and the
members of the Experimental Philosophy Lab; and (3) members of my dissertation committee: Sandy Mitchell, Pat Churchland, Paul
Churchland, Jim Moore, and Marty Sereno.
Earlier versions of this paper were presented at the University of
Birmingham and at fellows meetings of the McDonnell-Pew Center for Cognitive
Neuroscience. This work was
supported by grants from the National Institute of Mental Health (NRSA #1 F31
MH10676-01), the McDonnell-Pew Center for Cognitive Neuroscience, and the
University of California, San Diego Department of Philosophy.
Notes
1. In equating these two domains of
attribution, Kitcher and Kitcher (1988) observe that on Dennett's account, “Darwin
emerges as the spiritual grandfather of Quine's famous indeterminacy
argument” (517).
2. My characterization of content points
to issues that may appear to be a long way from typical philosophical concerns
about content, e. g., misrepresentation, linguistic translation, etc. Nevertheless, inasmuch as an organism's
sensory manifold partially determines the intentional relationship of that
organism to its phenomenal world, the individuation of sensory modalities
involves content. However, I am
not arguing that the case of electroreception will enlighten every discussion
about content.
3. Kitcher and Kitcher (1988) raise the
guppy example.
4. Millikan intends her own account to
extend to issues of mental content as well, hence the title of her first book, Language,
Thought, and Other Biological Categories. In this way, she agrees with Dennett on the close
relationship between issues of content and function.
5. Except, apparently, in the worrisome
case of “obvious” attributions. Dennett seems to accept that we do fix function in the
case of birds' wings and eagles' eyes.
However, it is unclear what is fixed in these cases, since it is
the nature of function (on Dennett's account) that it is indeterminate. In any case, one wonders why, if it is
OK to fix (indeterminate) function in these cases, we can't fix (indeterminate)
function in all cases?
6. The following discussion is not
intended, and should not be taken, as a
complete and fully accurate depiction of this scientific
history. Instead, I plan to
present a rational reconstruction of the work that was carried out. Many good histories have been written;
including several by major participants.
I point interested parties to those that were of the greatest
help to me: Bullock 1974; Bullock
and Szabo 1986; Wu 1984; Moller and Fritzsch 1993; and Moller 1995.
7. Hippocrates discusses the dietary
benefits of the Torpedo in On Regimen. Plato describes Socrates' torpid effect on his
audience in the Meno (80b).
Aristotle discusses the powerful discharge of the Torpedo in Book
IX of the Historia Animalium.
8. This is most likely a misidentification
of the electric eel, Electrophorus electricus.
9. In fish and other aquatic vertebrates,
taste buds are found not only within the mouth, but also on practically
the entire surface of the body. In
catfish, they are densely distributed on the head.
10. Ironically, Murray (1960, 1962) had
noted that the ampullae are responsive to electrical currents, but favored the
hypothesis that this was simply part of a mechanism for detecting salinity
(there is a direct connection between salinity and the electrical
conductivity of water). In other
words, Murray supposed that the ampullae allowed rays to use the conductive
properties of water to extract information about its salinity (as opposed to
using the chemical properties to extract information about the electrical
properties of the surrounding water).
11. To tie up a few loose ends, I should
note that, as it turns out, Parker and van Heusen's catfish were passively
electroreceptive, after all. In
addition to taste buds, further investigation revealed that they possess an
ampullary electroreceptor system.
The unique ampullary structure of catfish, shark, skate, and ray
electroreceptor cells gives these organisms the high degree of sensitivity
required by passive electroreception.
12. In 1992, I joined the electric fish
neuroethology laboratory headed by the late Walter Heiligenberg. The most striking element of this lab
was the variety of research interests represented by the graduate and
post-doctoral students gathered there.
In residence was a neuroanatomist (mapping forebrain structures), a
neurophysiologist (investigating cellular properties of pacemaker nucleus
neurons), a biophysicist (exploring how the pacemaker nucleus could generate
such a highly precise rhythmic output), a developmental biologist
(studying the ontogeny of structure and behavior), an evolutionary molecular
biologist (performing a cladistic analysis of mitochondrial DNA to determine
the phylogenetic relationships between the many species of electric fish) and
finally, a philosopher turned behavioral scientist. What unified the disparate interests of the lab was
Heiligenberg's wide-ranging curiosity and the object of study: electroreception
in weakly electric fish.
13. To my knowledge, Millikan herself has
never explicitly dealt with adaptationism and anti-adaptationist objections,
even though there seems to be little else she might be suggesting as a research
methodology.
14. For those who doubt that the discovery
of electroreception is an issue of content (rather than simply being an issue
of function), note that the distinction between detection and reception is a
distinction in the kinds of contents used by an organism. The primary difference between an
organism possessing electroreception and one which can only electrodetect via
another modality is a difference between the perceptual contents accessible by
each.
15. “Unnatural” in the sense
that Dennett's “adaptationism” differs from the scientific use of “adaptationism”. In its workaday sense, biologists who
call themselves “adaptationists” are typically naturalists who
would not give up access to the kinds of evidence discussed above without a
fight. However, the kind of
adaptationism I claim Dennett practices does bear a striking resemblance to the
“adaptationism” that is the target of Gould and Lewontin's (1979)
criticisms.
16. This particular example concerns content
indeterminism. I remind the reader
that Dennett repeatedly claims that the logics of content and function
attribution are the same. The two
issues are intimately intertwined:
“After all these years we are still just coming to terms with this
unsettling implication of Darwin's destruction of the Argument from
Design: there is no ultimate
User's Manual in which the real functions, and the real meanings,
of biological artifacts are officially represented. . . .You can't have realism about meanings without realism
about functions.” (321, emphasis in original).
17. For a project very closely related in
spirit to mine, see Akins (1993) on philosophy of mind and the neuroethology
of bats.
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Textbox 1
Strongly
and Pseudoelectric Fish. Strongly electric fish, such as the
electric (Torpedo) ray, the electric catfish, and the electric eel, can
produce electrical discharges of several hundred volts. This discharge is powerful enough to
paralyze large prey and to knock an adult human off his or her feet. In contrast, the electric organs of pseudoelectric
fish (later renamed weakly electric fish–see text) produce
discharges on the order of millivolts to volts. The most powerful of these discharges is detectible as a
slight tingling sensation to a naked hand, although most discharges are too
small to be detectible without the aid of artificial amplification.
Textbox 2
Detection
and Reception. The suffix -detection is applied
to any organism that is capable of responding, by any means, to the
presence of a particular type of stimulation in the environment. The suffix -reception is
reserved for those organisms that carry out such sensory discriminations
through the use of a dedicated anatomical system of structures. For example, thanks to the wonders of
modern military technology, a properly equipped human is able to infrareddetect,
that is to detect fine distinctions in the infrared portion of the
electromagnetic spectrum. This is done by converting infrared radiation into
visual stimuli within the range human eyes can detect. However, the attribution of infraredreception is reserved for
rattlesnakes (and certain families of boas) because they possess special
structures (in small pits below their eyes) reserved for detecting radiant
energy in the infrared range. Only
the latter classes of organisms are said to possess this sensory modality.
(When pedagogy calls for a term neutral relative to this distinction, I
will use the suffix -sensation.)
Textbox 3
Active
and Passive Sensation. Active perception is sensation
through the analysis of changes to a signal produced by the organism. Passive perception is
sensation through the analysis of signals originating in the environment. For example, active electrolocation
involves the generation of an electrical field in order to detect changes to it. Passive electrolocation, on the other
hand, would be the ability to simply detect electrical stimuli without the
ability to generate electrical probes.
A second example: Humans
are passive audiolocators, whereas bats are active audiolocators. (Bats emit high frequency calls and
then audiolocate by analyzing the echoes of these calls.)
Figure 1
Body
Morphology in the Two Taxa of Weakly Electric Fish.
On the left, representative examples of Mormyriform (African) weakly
electric fish. On the right,
Gymnotiform (New World) weakly electric fish. Despite evidence that the (relatively distant) common
ancestor of these two taxa was not itself electroreceptive, fish of these two
taxa often share a unique fin morphology in which either the dorsal or anal fin
is exaggerated and the lateral fins atrophied. They also often share a knife-like body shape. Such convergent evolution of traits is
taken as evidence of a common electroreceptive modality. Adapted from from (Lissmann 1958, 17).
Figure 2
The
principle behind electroreception. Top: A top view of one half of a fish (head
pointing to the left) and the associated lines of force generated
by the dipole electric field generated by its electric organ. This field is altered in systematic
ways by the presence of objects with conductive properties different
from that of the surrounding water:
(a) an object of low conductivity, (b) an object of high conductivity. These changes can be detected at the
skin surface of the fish. Bottom: The resolution of: (c) an idealized electrical field in
the presence of an object in (d) the original field and (e) a perturbing field. Adapted from Lissmann and Machin (1958,
456).
Figure 3
The
Ampulla of Lorenzini. Found in the skin of many species of
skates and rays, this organ involves a long, jelly-filled canal which stretches
from the surface of the organism to an innervated swelling, or
ampulla. This illustration
(adapted from Fields & Ellisman 1988) shows the distribution of canals on
the ventral surface of the ray Platyrhinoidis triseriata (above),
together with a schematic representation of the entire sensory structure itself
(below).