Fixing Content and Function in Neurobiological
Systems:
The neuroethology of electroreception
Brian L. Keeley
Philosophy/Neuroscience/Psychology
Program, Washington University in St. Louis
Current Address: Philosophy Field Group, Pitzer College,
1050 N. Mills Ave., Claremont, CA 91711,
EMAIL: brian_keeley@pitzer.edu
Are attributions
of content and function determinate, or is there no fact of the matter to be
fixed? Daniel Dennett has argued
in favor of indeterminacy and concludes that, in practice, content and function
cannot be fixed. The discovery of
an electrical modality in vertebrates offers one concrete instance where
attributions of function and content are supported by a strong scientific
consensus. A century ago,
electroreception was unimagined, whereas today it is widely believed
that many species of bony fish, amphibians, sharks, skates, and rays
possess this non-human sensory modality. A look at the history of science related to this discovery
reveals a highly interdisciplinary endeavor, encompassing ethology,
behavioral analysis, neuroscience, and evolutionary biology. While each area provides important
evidence, none is sufficient on its own to fix content and function. Instead, I argue that an
interdisciplinary, neuroethological approach is required to carry out
such determinations. Further, a
detailed consideration of biological research suggests that while content
and function claims are empirically underdetermined and uncertain, there is insufficient reason to believe in an
additional problem of indeterminism. In particular, Dennett's indeterminism arises from a
research methodology–logical adaptationism–that generates evidence
from only one of the areas of neuroethology. However, logical adaptationism does not reflect
adaptationism as it is practiced in contemporary biology. I conclude that Dennett is faced with a
dilemma: On the one hand, he can
hold to logical adaptationism and the indeterminism that results from it, while
giving up the relevance of his arguments to biological practice. On the other, he can embrace a more
accurate version of adaptationism–one which plays a role in a larger
neuroethological framework–but from which no strong indeterminacy claims
follow.
Keywords:
adaptationism, Daniel C. Dennett, electric fish, electroreception,
evolution, evolutionary function, indeterminism, mental content, neuroethology,
sensory modality, underdetermination
I
Introduction
In his 1987 book,
The Intentional Stance, Daniel Dennett defends a position concerning
attributions of function (in biology) and content (in psychology) according to
which neither is determinate.
Content and function attributions are the result of a process of “retrospective
radical interpretation” (283).
In psychology, we begin our explanations of behavior, according to
Dennett, by assuming the rationality of the agent and then attributing
content (i.e., intentional states such as beliefs, desires, intentions) to the
agent according to a strategy he calls the “intentional stance”. Similarly, in biology, we begin our explanations
for the existence of behaviors and structures by assuming the optimality of
natural selection and then attributing functions these structures and behaviors
in the process commonly known as “adaptationism”. Dennett writes, “The problems of
interpretation in psychology [determining content] and the problems of
interpretation in biology [determining evolutionary function] are the
same problems, engendering the same prospects–and false
hopes–of solution, the same confusions, the same criticisms and arguments”
(1987: 277, emphasis in original).1
Dennett argues
that, in biology, “We take on optimality assumptions not because we
naively think that evolution has made this the best of all possible worlds, but
because we must be interpreters, if we are to make any progress at all, and
interpretation requires the invocation of optimality” (278-279). Dennett offers a similar analysis of
the rationality assumption in psychology.
He writes,
We
cannot begin to make sense of functional attributions until we abandon the idea
that there has to be one, determinate, right answer to the
question: What is it for? And if there is no deeper fact that
could settle that question, there can be no deeper fact to settle its
twin: What does it mean?
(319)
Dennett
nicely sums up his own position: “It
is not just that I can't tell, and they can't tell; there is nothing to tell”
(312). Content and function are
indeterminate because there simply is no “fact of the matter” in
either case. For Dennett then,
attributions of content and function are intimately related, and for both he
draws the same indeterminist conclusion.
In this paper, I
begin by accepting Dennett's claim for the close relationship between content
and function attributions.
Instead, I challenge his characterization of these attributions as
indeterminate and unfixable. I
will argue that, contrary to his analysis, attributions of content and function
are determinate, at least insofar as it is relevant to scientific attributions
of both. There are facts of the matter, I claim, and we do make
such determinations. To support my
argument, I will consider the case of the twentieth century discovery of
electroreception. Electroreception
is relevant because this non-human sensory modality–the ability to
perceive the environment via electricity–was only discovered this
century, and yet the existence of this modality commands a strong consensus
among present-day scientists. That
is to say, there is today a strong scientific consensus that certain organisms
possess anatomical structures which have the function to process electrical
information about the organisms' environments. (It is notable that other proposed non-human modalities,
such as vertebrate magnetoreception, lack a similarly strong consensus.)
Electroreception
is a sensory modality and thus provides an added advantage, vis-a-vis
Dennett's claimed relationship between content and function, in that it cuts
across the distinction between content and function. Attributing electroreception to
particular animals simultaneously involves hypotheses about both content and
function. More specifically, it
proposes that these animals possess structures, undergo processes, and exhibit
behavior that have the function of bringing about a particular kind of contentful
connection between the world and the organism. A claimed discovery of a new modality in certain fish and
other organisms is a claim about the evolutionary function of particular
structures those animals possess.
It is the function of these structures to act as sensory organs to
process electrical information, just as it is the evolutionary function of
hearts to circulate blood and the function of birds' wings to allow flying.
The
electroreceptive hypothesis is also a claim about the kinds of sensory content
that such organisms possess.
Sensory systems are, by their very nature, perceptual content production
and manipulation systems. To claim
that sharks, say, are genuinely electroreceptive is to claim that these
organisms are capable of representing a particular kind of environmental
information, i.e., electrical information.2 Nonetheless, given
Dennett's arguments for a connection between content and function attributions,
then if I can undermine either the argument for content indeterminacy or
the argument for function indeterminacy, the remaining claim
will as a consequence meet the same fate.
That is to say, since Dennett argues that attributions of function and
content are indeterminate for the same reasons, then (by his lights)
undermining one set of arguments should simultaneously undermine the
other.
In their own
attempts to undermine Dennett's arguments, some (Kitcher and Kitcher 1988;
Amundson 1988) have pointed out a curious mismatch between his conclusions and
day-to-day scientific practice.
Far from being mired in a morass of indeterminism, biologists seem to
fix the evolutionary function (or functions) of biological structures,
processes, and behavior all the time. Biologists take as their ken, such questions as: Why do male guppies have spots? Why do fish and birds flock? What does this structure do in this
organism? In answering these
questions, biologists often make reference to the concept of evolutionary
function; guppies have spots, say,
because male guppies with spots (of a particular type) have historically had a
reproductive advantage over those which did not.3
The actual story is no doubt a great deal more complicated than this
simple statement, but as shorthand for the long-winded, causal-historical
description, we say that male guppies have spots in order to attract
females; the function of the spots is to attract females.
Dennett offers
three counter-arguments to such claims.
First, function and content determinists generally fail to tell stories in
enough detail to refute the thesis of indeterminacy. Dennett (1988b) points out that, “The
guppy example is supposed to exhibit a case in which careful biological research
yields determinate (but complex) attributions of function. Why then do [functional
determinists] refrain from concluding their tale by telling us exactly what the
function (or functions) of those guppy spots is and is not?” (540). Dennett is here setting a high
standard. Philosophical “toy
examples” will not do; neither will hand-waving. I accept Dennett's challenge and, in
Section II, I provide a highly detailed account of the scientific history
of the discovery of electroreception.
This discovery was the result of an interdisciplinary
investigation–an endeavor best characterized under the rubric “neuroethology”,
the biological study of the neural basis of animal behavior.
Second, Dennett
(1988b) notes that it is no argument against indeterminacy arguments that some
attributions are, “obviously wrong, and it is no argument in favor
of functional determinacy that some functional attributions are obviously
right (the eagle's wing is obviously for flying, and the eye for seeing)”
(540, emphasis in original).
Setting aside worries about this claim's cogency (see Note 5, below),
let me stress that the possession of electroreception is far
from obvious. Indeed, it is so
non-obvious that even though humans have been aware of the existence of
electric fish for at least three thousand years, it is only during the last
century that the possibility of electroreception has been imagined.
Third, Dennett
(1988b) gives reason to believe that a longer and more detailed
story–even one packed with causal details–would still fail to
answer his philosophical objections:
“There is causation to be taken into account at all times by the
psychologist, and by the biologist.
Neither, however, has succeeded in telling a watertight causal
story that licenses functional, or referential, interpretations” (541, my
emphasis). According to Dennett,
no matter how much causal detail is amassed, there will always be room for
multiple interpretations. To
address this worry, a careful analysis of the components of the
neuroethological case for electroreception will be developed in Section
III. This will demonstrate how
various kinds of evidence are necessary for such attributions, but also
how each, on its own, is insufficient.
The point of this analysis is to show how specific kinds of scientific
detail both constrain the space of possible explanations and offer support for
specific interpretations. Then, in
Section IV, I argue that such a story is as “watertight” as it
needs to be in order to fix content and function.
The
metaphysics and epistemology of content and function
What are content
and function, such that they are either determinate or not? In this paper, I endorse the standard
etiological accounts of content and function. The primary contemporary proponent of the etiological
account of both content and function is Ruth Millikan. In two influential books, Millikan
(1984, 1993) has argued for a causal-historical approach to psychology and biology–an
approach she calls the theory of “Proper Function”. For Millikan (1993), content and
function are best understood in terms of evolutionary history: “A proper function of ..... an
organ or behavior is, roughly, a function that its ancestors have performed
that has helped account for its own existence” (14). To use one of her favorite examples,
what makes it the function of a heart to circulate blood is that it is in
virtue of its blood-pumping properties (and not, say, its weight or color) that
organisms which have possessed hearts have differentially successfully
reproduced in competition with organisms whose hearts did not possess the
same blood pumping properties.
According to Millikan, function is a matter of an organism's
evolutionary history and is not due to current properties or propensities.4_
A similar story
can be told about content. Dretske
(1981, 1988, 1995) and others have defended a causal-historical account of
content. On this account, a
particular physical or neural state has a particular content if that state
has the appropriate causal
connection to the appropriate state or states of the world. In many respects, this account of content
parallels the etiological account of function. On the causal account of content, a state has the content it
has because of its place within a particular causal history. According to Dretske, content is a
matter of an organism's causal history and is not due to current properties or
propensities.
On both of these
accounts, what it is to have a particular function or content is to have a
particular causal history. This
account is fine as far as it goes.
It is limited, however, to the theoretical or metaphysical nature of
content and function. Such
characterizations tell us what it is to be (or to have)
a function or content. The central
issue here has a distinctly more epistemic flavor. My central question is: Whatever content and function are, can
we ever know them? Can we ever
discover, in Dennett's phrase, “some fully determinate truth about what
things mean, or what their functions really, truly are” (1988b:
540)? Borrowing a phrase from
Peirce, how do we fix content and function (if content and function are
the sorts of things that can be fixed)?
To date, the
philosophical work on content and function has mainly focussed on the
metaphysical issue, and less attention has been given to the epistemic
standards of evidence required to make content and function claims,
supposing that some version of the etiological theory is correct. Notice that Dennett's claim about
indeterminacy involves both the metaphysics and epistemology of content and
function. He claims that content
and function are epistemically unfixable (“we can't tell”). However, the reason for this epistemic
situation is his claim that content and function are metaphysically
indeterminate (“there is nothing to tell”). For Dennett, the metaphysics and
epistemology go hand-in-hand. It
is the nature of content and function that they are unfixable.5
My strategy is to
argue backwards through this relationship. Regardless of the ultimate metaphysical nature of
content and function, the case of the discovery of electroreception
demonstrates that they are indeed fixable. As the Kitchers, Amundson, and others have pointed out,
biologists fix function and psychologists fix content all the time. That content and function are fixable
does not tell us everything about the metaphysical or theoretical nature of
content and function, but it does take out much of the epistemic sting said to
derive from their (alleged) indeterminacy.
Nonetheless,
there is still the question of how content and function are fixed. I argue that content and function are
fixed by collecting a variety of cross-constraining and mutually supporting evidence. To make an attribution of content or
function, one needs concurring evidence from behavioral analysis,
anatomical analysis, physiology, ethology, evolutionary biology and adaptationist
reasoning. By itself, not one of
these sources of evidence is sufficient to explain the strong consensus on
behalf of electroreception, although each provides a necessary piece of the
evidentiary story. This
collective, neuroethological approach to content and function fixation for
which I argue will, with luck and diligence, license the appropriate
attributions.
In Section II, I
review the history of the discovery of electroreception, tracing the history of
the science that led to the discovery of this non-human sensory modality. In Section III, I analyze the evidentiary
contributions and limitations of the scientific components that make up
neuroethology. The point of this
section is to show how these components complement one another; allowing the
collection to license content and function claims not licensed by any single
component. This then allows me to
return, in Section IV, to Dennett's arguments on behalf of indeterminacy using
an example that meets his three desiderata: (1) I present a thorough and detailed story of the
attribution of electroreception, (2) the attribution of electroreception is not
an “obvious” attribution, and (3) such neuroethological claims are
sufficiently “watertight”.
II
Humans have long
been familiar with the phenomenon of animal electricity.6
The electric catfish of the Nile (Malapterurus electricus) is
featured in Egyptian murals and statuary.
Hippocrates, Plato, and Aristotle were familiar with the stunning charge
of Torpedo ocellata, a
Mediterranean species of ray from which the modern words “torpor”
and “torpid” derive their meanings.7
Even prior to the development of the modern theory of electricity
in the eighteenth century, it was recognized that there was something
unusual about certain kinds of catfish, rays, and eels. Soon after the discovery of ways to
detect and measure electricity, the true nature of these bioelectric
animals was revealed.
The electric ray, the electric catfish, and the
South American electric eel (Electrophorus electricus) possess “electric
organs” that allow them to produce powerful electrical discharges
capable of paralyzing prey or discouraging would-be predators. This discovery led to new mysteries,
particularly the discovery of what were called “pseudo-electric”
fish. These fresh-water fish from
both Africa and the New World were so-called because their anatomy includes
structures of highly regular morphology; a morphology strikingly similar to
that of the electric organs of the electric eel and the electric ray. However, pre-nineteenth century
technology could detect no electrical discharge from these “pseudoelectric
organs”. That these organs
do indeed generate a genuine, albeit weak, electrical discharge was discovered
by Robin in 1865, and Babuchin in 1877.
(See Moller and Fritzsch 1993.)
Notwithstanding, their discharge was clearly too weak to subserve
the kind of offensive and defensive function possessed by electric
rays, eels, and catfish (see Textbox 1).
{Textbox
1 about here. Textboxes unavailable for web version.}
The possible
function of such a weak electric organ was utterly mysterious and this,
in turn, presented a problem to Charles Darwin. In the fourth and subsequent editions of his Origin of
Species, Darwin notes that the existence of pseudoelectric fish pose an
important challenge to his theory of evolution by natural selection. Darwin (1897) writes,
Although
we must be extremely cautious in concluding that any organ could not have been
produced by successive, small, transitional gradations, yet undoubtedly serious
cases of difficulty occur.
[…]
The
electric organs of fishes offer [a] case of special difficulty; for it is
impossible to conceive by what steps these wondrous organs have been
produced. But this is not
surprising, for we do not even know of what use they are. In the Gymnotus [sic8] and Torpedo they no doubt serve as
powerful means of defence, and perhaps for securing prey; yet in the Ray [Raja
clavata], as observed by Matteucci, an analogous organ in the tail
manifests but little electricity, even when the animal is greatly irritated; so
little, that it can hardly be of any use for the above purposes. (234)
The existence of
pseudoelectric organs posed a significant problem for the nineteenth century
evolutionary biologist. The first
step in giving an evolutionary account of a trait is to form a hypothesis as to
its possible adaptive function. Nineteenth century biologists–as Darwin
attests–could not begin to imagine the function of pseudoelectric
organs. I will refer to this as “Darwin's
Problem”. Darwin's own
solution was to bide his time until more evidence could be collected and an
answer found:
[We
cannot currently go far] in the way of explanation; but as we know so little
about the uses of these organs, and as we know nothing about the habits and
structure of the progenitors of the existing electric fishes, it would be
extremely bold to maintain that no serviceable transitions are possible by
which these organs might have been gradually developed.
(235)
According to one
line of reasoning, pseudoelectric fish organs no longer have a
function. That is to say, these
structures are vestigial (Du Bois-Reymond 1884; Rosenberg 1928; Dalhgren
1910). (See Moller 1995: 26.) On this account, the pseudoelectric
organs are best thought of as atrophied versions of the powerful electric
organs of electric eel or electric ray (which have a more obvious, offensive or
defensive function). Of course,
the gradualist problem about the evolution of strong electric organs in the
first place would still remain.
By the turn of
the century, some began to suspect that, in addition to the ability to generate
electricity, some animals could detect the presence of electricity
in their environment. In
1891, Fritsch “observed that mormyrids [the African family of pseudoelectric
fish], when `surprised' by a pair of recording electrodes, avoided the metal
with great agility.....” (Moller and Fritzsch 1993). The electrosensory hypothesis gained
credibility in 1917 when Parker and van Heusen discovered that the
non-bioelectrogenic catfish, Ictalurus (Amiurus) nebulosus, could detect
galvanic and direct currents. They
did so through a series of experiments in which they presented blindfolded
catfish with glass, wooden, and metal rods. The fish were able to detect the presence of metallic rods
at a distance, but only reacted to the glass and wooden rods when they touched
the surface of the fish. They went
on to show that the type of behavior (to flee from or to approach and “nibble”
at the rod) elicited by the presentation of rods could be modulated by changing
the length of rod exposed to the water.
Parker and van Heusen correlated the amount of exposed metal with the
amount of galvanic current produced by the rods, and then reproduced the
behavioral results using direct electrical currents presented via electrodes
placed in the aquaria with the catfish.
To what do Parker
and van Heusen attribute this observation (that their catfish behave
differently depending on the amount of electrical stimulation in their environment)? Notably, they do not posit an
electroreceptive modality. Rather
they propose that electric detection is mediated by the gustatory system,
more specifically, by the taste buds.
Their reasoning was that, (1) electrical stimulation elicits feeding
responses and these behaviors are typically mediated by the gustatory system,
(2) the head of the catfish is the most sensitive to stimulation, and most
taste buds are found on the head,9 and (3) “This assumption is completely in line with
what has long been known of human taste organs for these are easily stimulated
by direct currents of very low energy value” (419). (Think of the distinctive sensation
elicited by touching a 9-volt battery to the tongue, and 9 volts is far above
the human threshold of sensitivity.)
However, they admit that such evidence is inconclusive, for “[a]side
from these general indications, however, we have no grounds for any
determination as to the exact sense organ concerned” (418). They conclude, in the terminology
of sensory physiology, that these catfish have only the capacity to electrodetect
and do not possess a true electroreceptive modality (see
Textbox 2).
{Textbox
2 about here}
A consensus on
the ability of certain animals to electrorecept did not come until after the
publication of several landmark papers by Hans W. Lissmann and
his colleagues in the 1950s. The
first, Lissmann's 1951 Science paper, confirmed that the so-called
pseudoelectric fish were genuinely, albeit weakly, bioelectric. He measured weak, but highly regular
fields generated by these fish and showed that such signals were very similar
within species, but differed between species. Lissmann's discovery contributed to the renaming
of pseudoelectric fish, which have since been known as “weakly electric”
fish.
However, Darwin's
Problem remained: Exactly what is
the function of these weakly electric organs? Lissmann (1958) acknowledges Darwin's Problem: “The inadequacy of functional and
evolutionary theories of electric organs in fish has been apparent for a long
time” (156). He explicitly
addresses this inadequacy: “In
the absence of any existing, coherent theories about the evolution of electric
organs, and about the function of weak electric organs, the speculative picture
presented here may fill a gap” (186). Lissmann proposed his answer in two papers published in
1958. The first paper, entitled “On
the function and evolution of electric organs in fish”, is a detailed
exposition of an idea first suggested in 1947 by C. W. Coates of the New York
Aquarium. Coates had speculated
that the discharges of weakly electric fish are used to locate objects in their
environment. That is to say, the
electric organs of weakly electric fish subserve an electrosensory function.
Lissmann rejects
the vestigial account. This
account claims that strong electric organs evolved first and that they later
degenerated into weak, pseudo-electric organs. Instead, he concludes that, “the easiest explanation
for the evolution of strong electric organs would appear to start from .....
muscular action potentials, and proceed via weak electric organs used for
orientation, to the powerful offensive and defensive organs [of electric eels,
say]” (188). He supports
this conclusion by presenting a series of discharges recorded from a variety of
weakly electric species. Across
every species investigated, these electric organs produced precise, stereotyped discharges. Lissmann reports on comparative
ethological (in the field) and behavioral (in the laboratory) studies of
representative species of seven genera of the African family, Mormyridae, and
on behavioral studies of several members of the South American gymnotids.
Lissmann's conclusion from his work is that,
contrary to the vestigial account, “the weak electric fish discussed here
represent already very advanced, highly specialized forms” (186). According to Lissmann, far from being
vestigial and without function,
these electric organs play an important role in the lives of these
animals: weakly electric fish use
the discharges of their organs to actively locate objects in and navigate
through their often dark and murky environments. He demonstrates the role of their electrosensory abilities
with a series of experiments. Here
is a description of a characteristic set of observations:
.....
some preliminary experiments were carried out in Africa. A cloth partition was fixed
in an aquarium dividing it into two equal halves. This partition consisted of a wooden frame over which the
cloth was stretched on both sides, so that the two layers of cloth were about 2
cm apart. This frame was fitted
into the aquarium by means of plasticine, and could be expected to be
transparent to electrical but not visual stimuli. One Gnathonemus senegalensis [an African species
of weakly electric fish] was introduced into one compartment of this tank and
allowed to settle down for 2 days.
After this period a second fish of the same species was carefully
introduced into the second compartment.
Both fish were resting motionless on the bottom. Recording electrodes introduced into
the tank showed that both fish were discharging at a fairly low and regular
rate. Whenever one of the two
specimens was gently touched with a glass rod its discharge rate went up
abruptly and the fish in the other compartment usually followed suit. When one fish was removed, a similar
movement of the glass rod in the empty compartment remained without
effect. These two specimens were
left in the tank overnight. After
darkness the light of a dim torch showed them both swimming up and down on
opposite sides of the partition, obviously taking note of each other's presence
and discharging with higher frequencies. Bursts of discharges from both
fish coincided when they came close together, but no correlation in the timing
of the individual pulses was noted.
This observation, though not conclusive, does suggest that the
electrical discharges may play a social role in the life of the Mormyridae.
(169-170)
Lissmann does not
pursue that final speculation on the social role of electrical discharge in
these papers. (Although see
Lissmann 1961.) However, later
work has shown him to be largely correct.
Lissmann instead focuses on the possible role of electrical discharges
in perceptual and orientating behavior.
He does this by:
(1) describing the nature of the electrical
field generated around the fish, particularly focussing on the changes (at the
surface of the fish) to that field as a result of objects of differing
conductances being brought near the fish;
(2) noting the existence of pores
distributed across the skin of these fish, and that “these pores lead
through canals filled with a jelly-like substance to a variety of sense
organs termed `glandular sense organs' or `mormyromasts'“ (181). These mormyromasts seem appropriately
distributed across the body to participate in electroreception and are
innervated by lateral line ganglia (which typically innervate sensory systems);
(3) noting the ecological conditions under
which the fish live (often dark and turbid waters);
(4) noting natural behaviors (in some
electric fish) such as being nocturnal and exhibiting a marked and unusual
tendency to swim backwards and to explore novel environments tail-first; and finally,
(5) pointing out the unique swimming
behavior of certain species of electric fish, who move primarily by undulating
a highly specialized anal (or, in some species, dorsal) fin that runs most of
the length of the body. This would
tend to affect the generated electrical field less than swimming by
undulating the whole body or by the use of large lateral fins as most bony
fishes do. That so many species of
electric fish in both major groups (one from Africa, the other from South and
Central America) show a similar fin morphology is evidence of convergent
evolution, according to Lissmann (Figure 1).
{Figure
1 about here. Figures unavailable for web version.}
Lissmann does
more than offer a merely plausible
account of the evolution of electric organs and the adaptive significance of an
electric modality. The linchpin of
Lissmann's account is his detailed proposal about how electric fish perceive
electricity: that, “it can
be imagined that such a fish, living in a private, electric world of its own,
receives a variety of information through sense organs distributed over the
surface of its body which may be likened to an `electro-receptive retina'“
(186).
Having presented
an account of its possible adaptive significance, what Lissmann next presents
is a hypothesis concerning the mechanism of electroreception. He does this in his second paper of
1958, written with K. E. Machin, entitled “The mechanism of object
location in Gymnarchus niloticus and similar fish”. They first demonstrate a distinction
between the presumably large number of fish which can electrodetect (or which
can passively electrorecept) from those that exhibit genuine, active
electroreception. They note that
the galvanic currents used by Parker and van Heusen in their catfish
experiments are several orders of magnitude larger than the sensitivity
threshold of Gymnarchus: “It
is clear that the sensitivity of Gymnarchus is of an entirely different
order of magnitude to that of the other fish [previously investigated. These include minnow, carp, goldfish,
catfish, and stickleback.]” (452).
This is crucial because Lissmann and Machin's proposed mechanism of electrolocation
requires detecting very small electrical changes; changes much smaller
than the comparatively large changes detected by Parker and van Heusen's
catfish (see Textbox 3).
{Textbox
3 about here.}
They next go back
over the ground originally trod by Parker and van Heusen and demonstrate that their
fish are actually detecting electrical changes in the environment,
and are not making discriminations based on some other environmental
properties. I have not the space
here to rehearse these elegant experiments. I will only note the authors' conclusion: “..... [I]t has been shown that Gymnarchus
can distinguish between geometrically identical objects if they have different
electrical conductivities, and cannot distinguish between objects which,
although geometrically identical and with similar electrical effects, have
different internal arrangements” (454).
Having shown that
Gymnarchus can perceive objects on the basis of their electrical
properties alone, Lissmann and Machin then ask what kind of mechanism might
carry out such a perceptual feat?
They begin by assuming that the mormyromast-type structures found in the
skin of Gymnarchus are electroreceptors (455). They next ask how sensitive these “electrical
receptors” would have to be in order to carry out the process of
electroreception they observed in their behavioral studies? Their answer is based on both physical
and mathematical models of an electric fish. The physical model involved an artificially
produced electric field mimicking that produced by weakly electric fish. They placed recording electrodes in the
water at points corresponding to the surface of a fish, and then recorded
changes to electrical properties as objects were passed through the artificial
field. This physical model of the
kinds of perturbations demonstrably detectable by the fish was supplemented by
a mathematical model of the effect of a cylindrical object, of known
conductivity, on a dipole electric field in water of known conductivity. They conclude from their models that,
depending on the electrical properties of the receptors (specifically, the
resistivity of the jelly-filled canals of the mormyromasts), the fish are
probably performing both temporal and spatial integration of the
potential or its second derivative (see Figure 2). It is important to note here that Lissmann and Machin not
only suggest that electric fish are capable of electrolocating, they
also outline with a good degree of precision, how that perceptual
ability might be carried out in physical, neurophysiological, and
computational terms.
To see how
Lissmann's predictions about the physiology of electroreception were born out,
we need to turn our attention to a second stream of research. While work on pseudoelectric fish and
catfish can be characterized as a function in search of an organ, work on the ampulla
of Lorenzini was an organ in search of a function. Found in the skin of sharks and rays,
the ampulla of Lorenzini has a striking structure.
It consists of a long canal leading to swelling (or ampulla), all filled with jelly (Figure 3). Until this century, it was generally
accepted that the ampulla was responsible for some form of mechanoreception.
Physiological
studies (Sand 1938; Hensel 1955) demonstrated that ampullae are extremely
sensitive to changes in temperature, a finding which suggests that
perhaps the ampullae are thermoreceptors.
However, this hypothesis leaves some unanswered questions. For example, what is the purpose of the
long canals? Murray (1960) and
Loewenstein (1960) showed that, in vitro at least, these cells exhibit a
response to large mechanical distortions. However, this evidence offered only dubious support to a
mechanoreceptive hypothesis because the degree of mechanical distortion
required to elicit ampullary responses is much greater than that typically
experienced by sharks and rays.
In 1962, both
Murray and Loewenstein and Ishiko published results indicating that the
ampullae of Lorenzini are highly sensitive to chemical changes,
specifically small changes in salinity, thereby suggesting a possible
chemoreceptive function. However,
strong conclusions could not be drawn from such physiological
research unless it could also be shown that such changes in salinity actually
played a role in the lives of the organisms and that the organisms indeed made
behavioral distinctions on the basis of such stimuli. Except for a few species that wander in and out of river
mouths, such ethological evidence was not forthcoming any more than it was for
the mechanoreceptive hypothesis.
{Figure
2 about here}
These two streams
of research–a function in search of an organ and an organ in search of a
function–came together in the 1960s. T. H. Bullock and colleagues (Bullock, Hagiwara, Kusano, and
Negishi 1961), recording from the lateral line nerve of the electric fishes Gymnotus
and Hypopomus, measured differential neurophysiological activity when
the fish were stimulated by passing a conductive or insulating object
nearby. Significant neural
activity was not observed when the fish were stimulated by
ethologically-plausible levels of mechanosensory stimulation (brushing the skin
with a brush or with weak water currents). They conclude that they have demonstrated the existence of “true
electroreceptors” (1427).
Part of the basis of this claim is the work that had already been done
by Lissmann, Machin and their predecessors–work that demonstrated the
ethological, behavioral, and historical cogency of the sensation and
discrimination of small changes in the naturally available electric organ
discharge current path. As the history
of this entire episode plays out, Bullock's physiological work was one of
the last pieces of an intricate puzzle, whose solution resulted in a scientific
consensus that a new sensory modality, electroreception, had been discovered; there exist organisms that possess
anatomical structures (mormyromasts in weakly electric fish, ampullae of
Lorenzini in sharks, skates, and rays) with the function of mediating
electrical information about their world.10
In following
years, electroreception has become a mainstay of neuroethological
research. The number of species
for which electroreception has been claimed has grown to include salamanders,
sharks, skates, rays (Kalmijn 1982, 1987), catfish, sturgeons, paddlefish,
lungfish, lampreys, and even the platypus (Scheich, et al 1986). In 1986, scientists at the Smithsonian
Institution claimed to have discovered that electroreception even occurs
in a species of placental mammal, the Star-nosed mole (Gould, et al
1993), but this claim has recently been called into question (Schlegel and
Richard 1992; Catania 1994).11
{Figure
3 about here.}
Research on
weakly electric fish has continued.
Much of the neural circuitry underlying electroreception and
electrically-mediated behavior–from receptor cells to central nervous
system nuclei to motor cells–has been uncovered (Heiligenberg 1991). In terms of known circuitry, the
electric fish electrosensory/electromotor system is one of the best understood
vertebrate systems in contemporary neurobiology. Beyond its use in electrolocation,
bioelectricity has been shown to subserve important communication
functions, allowing electric fish to easily identify and communicate with
conspecifics, even in dark and turbid environs (Hopkins 1977). Fish use their electrical signals
as part of complex electrical “mating dances” in much the same way
that courting birds “dance” (Hagedorn and Heiligenberg
1985). The ability to send and
receive electrical signals provides these animals with an essentially private
channel of communication in their crowded, tropical environs.
III
The final stages
of the history described above indicate the strength of the consensus in favor
of electroreception. Scientific
effort has shifted away from trying to show whether electroreception
exists to trying to discover exactly which species do and do not possess
it and to elucidating further the neurobiological mechanisms that
subserve this modality. All this,
with a function whose possibility was not even imagined a century ago. What has led to this strong consensus? I claim that it is due to the depth and
breadth of evidence brought in its favor.
Electroreception has been fixed through a process in which behavioral,
ethological, physiological, computational, and evolutionary evidence have all
been marshalled in a mutually supporting fashion. The result of this interdisciplinary endeavor is a
hypothesis that unifies findings from all of these areas. Lissmann is given primary credit for
having discovered electroreception because he had a hand in more areas than any
other single researcher. Each area
contributes answers to different aspects of the issue, and together they tell
the strongest story we can practically expect to have.
The name given to
this combination of mutually constraining areas of research is “neuroethology”–a
name that traditionally captures a wide variety of research priorities in
biology, from neurobiology and ethology (as the name suggests) to computation
and evolutionary biology.12 These different areas make a nicely
complementary suite of priorities.
We need the kind of evidence encompassed by neuroethology to license
claims about content and function.
The strong consensus on behalf of electroreception is not due to
some singular piece of evidence that is both necessary and sufficient. For example, it might be claimed that
it is the evolutionary reasoning alone which licenses the claim for
electroreception and all the rest (physiology, anatomy, ethology, etc.) is just
icing on the cake. To show that
this is not the case and that no one area alone is sufficient, let us look at
these areas in more detail and determine what they can and cannot do for hypothetical
content and function attributions.
Anatomical
and Behavioral Analysis
Anatomy and
behavior are almost always good places to start, because more often than not
they provide that which requires explanation. Having identified a biological trait, organ, capacity, etc.,
we can begin an investigation by asking two basic questions: (1) Of what is it composed (anatomy)? (2) What does it do (behavior)? The answers to these questions set
the initial limits on function/content hypotheses. But research in the other areas may
send us back to take another look at anatomy and behavior to see if we
overlooked something.
This situation is
well illustrated in the case of electroreception. Prior to the birth of modern science, it was well known that
certain fish (the strongly electric fish) do something unusual: they induce a numbing feeling in those
who would harass them. Anatomical
investigation revealed that these organisms have in common an elaborate and
intricate organ. Additional
research revealed that other animals (the pseudoelectric fish) also
share this anatomy, but do not share the striking behavioral anomaly. This discrepancy between anatomy and
behavior set the basis for Darwin's Problem. What is the function of pseudoelectric organs, if not to
produce the type of behavior associated with strongly electric fish?
Behavioral
analysis provided the next piece of the puzzle, when Parker and van Heusen
demonstrated that their catfish exhibited an unexpected behavioral capacity for
distinguishing objects differing only in their electrical properties. However, lacking firm evidence as to
the anatomical basis of this perceptual skill, they cautiously concluded that
their catfish were capable of electrodetection. That is to say, the analysis of
behavior alone is insufficient to support the stronger claim of
electroreception. Looking at
behavior alone, it is impossible to distinguish between detection via a
previously identified modality and reception via some new modality. Lissmann replicated their work in his
weakly electric fish as the first piece of evidence for the hypothesis that
such organisms possess an electroreceptive function.
Physiology
Anatomy and
behavior go hand-in-hand with physiology.
In a sense, physiology is a science situated between these other two
areas. Where the behavioral
analysis described above primarily focussed on the overt behavior of the
organism as a whole, physiology explores the behavior of its components as
identified by the anatomist–behavior that ultimately underlies the overt
behavior exhibited at the organismic level.
The work of
Bullock and colleagues is an excellent example of the role of physiological
evidence. They discovered cells in
the peripheral nervous system whose physiological responses tracked
electrical properties in the environment.
In essence, Bullock and colleagues replicated the experiments of Parker
and van Heusen, but recorded the neural activity directly instead of simply
observing overt behavior.
Physiology offers
powerful tools for determining what activity in sensory cells represents. It might seem initially plausible to
say that a true sensory cell is one which responds best to some particular type
of sensory stimulus. For example,
a true electroreceptor would be one which responds best to electrical
stimuli. We would have to say “responds
best” on this account, because nerve cells will typically respond
to many different kinds of stimuli.
Press the outside of your eyeball with your thumb and you will elicit a
visual percept. However, we do not
normally think of the eye as a pressure receptor. A battery touched to the tongue causes a quite distinctive
flavor sensation. However, it
seems absurd to say that humans are electroreceptive. To avoid such absurdities, someone wishing to wield
physiological evidence alone to determine content must be able to show that a
given type of stimulus is best at eliciting a physiological response
from the nerve cells of the structure in question.
However, this
will not work. First, as Bullock
(1974) has noted, there is no metric for comparing intensity of stimuli across
modalities. Say a given cell
responds to intensity x of
auditory stimulation. However, it
responds equally well to intensity y of chemical stimulation.
Based on intensities in qualitatively distinct domains alone, one cannot
decide to which stimuli the cell responds best. The problem here is that we lack a
cross-modal metric. Based on
physiological data alone, we simply have no way of evaluating the intensity of
stimuli of different modalities, because we have no way of comparing different
quantities of different qualities.
For this reason, physiology alone is helpless to distinguish between the
various functional hypotheses attributed to the ampulla of Lorenzini: mechanoreception, thermoreception,
chemoreception, or electroreception.
A second
limitation of physiological evidence is that one of the best stimuli for
eliciting responses in sensory cells (actually, to be accurate, in all
neurons) is a properly inserted stimulating electrode. Neuronal response covaries very nicely
indeed with the amount of current injected into a neuron by an electrode. Chances are, this covariation is
much stronger than that recorded with any other stimuli. But it seems absurd to call every
neuron known to humanity a “stimulating electrode detector!”
However, these
problems are insurmountable only if we consider physiology and nothing else. These problems indicate only that physiological evidence
needs to be buttressed by other kinds of evidence. For example, one might respond to the stimulating
electrode problem by noting that “electrode detecting” is an
unlikely candidate for neuronal function (and “stimulating electrode”
is an unlikely candidate for neural representational content) because animals
do not typically encounter stimulating electrodes in the natural environments
in which they have evolved. Since
the etiological/causal theory of content and function defines them in terms of
the selection history of the organism, a consideration of normal or natural
environments is called for.
Such a consideration is the purview of ethology, to which we now turn.
Ethology
Behavioral
analysis is typically carried out within the well-controlled confines of the
laboratory. However, that which
makes the lab attractive (greater control over the stimulus environment of the
organism) is also a potential weakness.
This is because we are generally more interested in what organisms do
naturally in the wild than what they can be coaxed to do in the lab. Physiological investigation also has
related problems, as just noted.
Because of these problems, ethology offers an important constraint on
content/function theorizing.
Ethology is the study of animal behavior within natural settings. Ethologists study naturally
behaving organisms and attempts to discover to what sorts of stimuli they are
normally exposed, as well as to what sorts of stimuli they naturally
respond. Where physiology and
behavioral analysis tell us what organisms are capable of doing,
ethology tells us what they actually do.
The story of
electroreception is shot through with ethological considerations. Lissmann collected data in the field,
observing the behavior of wild electric fish. Also, in proposing that electric fish were active
electrolocators he proposed that weakly electric fish are perceiving electrical
signals in their environment that they themselves produce. That is, he simultaneously
proposed a sensory function and the ethological plausibility of the signals
detected by that sensory system.
Electrical fields are indeed in the fishes natural environments because
they themselves naturally generate these stimuli. This ethological evidence in favor of electroreception stood
in stark contrast to the poverty of ethological evidence in favor of the
mechano-, chemo-, and thermoreception hypotheses.
Ethology can be
helpful in conjunction with other approaches, but it is not without its
limitations. First, the fact that
the natural environments of organisms are simply packed with potential
stimuli is problematic. In any
given situation, there is a virtually infinite set of possible stimuli to which
an organism might be attending.
The natural world is full of electromagnetic radiation, vibrations,
chemicals, etc., and most organisms generally pay attention to all and only
those stimuli which it can profitably exploit. Determining what stimulus or set of stimuli is
responsible for eliciting a given behavior requires controlled experiments with
known stimuli.
As if the
plurality of stimuli were not bad enough, the ethologist is also faced with the
same problem on the other side of the coin: not only are natural environments just packed with potential
stimuli, but naturally behaving organisms do lots of things. Animals rarely perform only a single
behavior at a time. A variety of
interpretations can be placed on a given behavior. Distinguishing between intentional and accidental actions
can also be difficult. Did that
fish rise six inches by the action of its swim-bladder or was it moved by an
upwelling current? Careful
experimentation can help narrow the hypotheses down, but in doing so one
encounters the Ethologist's Dilemma:
the more control an experimenter exercises over the stimuli and behavior
of an organism, the less natural and biologically normal such stimulation and
behavior becomes. Thus, the
experimental ethologist must be careful not to undermine the very naturalness
that motivates this approach in the first place.
Again, one should not conclude from such ambiguities and difficulties that ethology is pointless or irrelevant. As with physiology, ethology cannot by expected to answer content a